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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4 years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $29,350 |
CHARLES SCHWAB & CO., INC.4 years Filed as: CHARLES SCHWAB & CO. INC Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $130,598 | $73,404+77.9% | $87,102+49.9% | $67,584+93.2% |
| Participation rate | 83.5% | 80.9%+2.6pp | 76.9%+6.6pp | 71.3%+12.2pp |
| Annual return | 24.10% | 48.29%-24.2pp | 28.19%-4.1pp | 378.59%-354.5pp |
| Employer contribution / active EE | $2,854 | $2,014+41.7% | $2,521+13.2% | $2,148+32.9% |
| Participant deferral / active EE | $17,651 | $3,913+351.1% | $4,048+336.0% | $3,540+398.7% |
| Admin fee / account holder | $17 | $142-88.1% | $7,493-99.8% | $142-88.2% |