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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $10,394 |
Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $7 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO. INC Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $100,978 | $88,730+13.8% | $82,312+22.7% | $77,958+29.5% |
| Participation rate | 84.5% | 84.5%0pp | 76.9%+7.6pp | 71.6%+12.9pp |
| Annual return | 23.68% | 20.88%+2.8pp | 25.88%-2.2pp | 20.87%+2.8pp |
| Employer contribution / active EE | $2,039 | $2,758-26.1% | $2,428-16.0% | $2,310-11.8% |
| Participant deferral / active EE | $12,248 | $4,634+164.3% | $3,706+230.5% | $3,537+246.3% |
| Admin fee / account holder | $5 | $74-93.0% | $5,608-99.9% | $97-94.7% |