Filed October 1, 2021
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant communication; Investment... | $111,956 |
FTB ADVISORS, INC.3 years Filed as: FTB Service code 16 · EIN 22-3319984 165 MADISON AVE · MEMPHIS, TN 38103 | Consulting | $47,500 |
NATIONAL FINANCIAL SERVICES3 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $19,180 | $82,546-76.8% | $140,019-86.3% | $75,289-74.5% |
| Participation rate | 96.2% | 88.4%+7.9pp | 87.5%+8.7pp | 72.4%+23.8pp |
| Annual return | -2.14% | -0.36%-1.8pp | 651.15%-653.3pp | -0.04%-2.1pp |
| Employer contribution / active EE | $1,445 | $3,856-62.5% | $5,605-74.2% | $2,405-39.9% |
| Participant deferral / active EE | $2,211 | $5,731-61.4% | $6,927-68.1% | $3,739-40.8% |
| Admin fee / account holder | $66 | $86-23.3% | $10,705-99.4% | $102-35.7% |