Filed June 4, 2024 (most recent of 4 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
OSAIC WEALTH INC1 year Filed as: OSAIC WEALTH, INC. Service code 27 · EIN 93-0987232 | Advisory (Plan) | $84,416 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $23,908 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,277 | $53,165+22.8% | $86,235-24.3% | $74,473-12.3% |
| Participation rate | 65.1% | 64.9%+0.2pp | 69.0%-3.9pp | 70.7%-5.7pp |
| Annual return | 14.73% | 22.64%-7.9pp | 1170.03%-1155.3pp | 34.36%-19.6pp |
| Employer contribution / active EE | $1,926 | $1,210+59.2% | $2,381-19.1% | $2,638-27.0% |
| Participant deferral / active EE | $3,910 | $3,234+20.9% | $3,987-1.9% | $4,530-13.7% |
| Admin fee / account holder | $364 | $551-34.0% | $6,856-94.7% | $347+4.9% |