Filed October 20, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4+ years Service code 28 69 SWIFT STREET, 4TH FLOOR · BURLINGTON, VT 054021095 | Investment Management | $76,752 |
Filed as: ONEAMERICA RETIREMENT SERVICES, LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $54,392 |
BMO HARRIS BANK NA4+ years Filed as: BMO HARRIS BANK, NA Service code 19 · EIN 36-2085229 | Securities Custodian | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $131,987 | $92,897+42.1% | $90,782+45.4% | $56,289+134.5% |
| Participation rate | 97.8% | 80.7%+17.1pp | 82.7%+15.1pp | 69.9%+27.9pp |
| Annual return | -4.28% | -2.59%-1.7pp | -3.42%-0.9pp | -9.96%+5.7pp |
| Employer contribution / active EE | $4,412 | $3,871+14.0% | $4,105+7.5% | $2,111+109.0% |
| Participant deferral / active EE | $7,272 | $5,551+31.0% | $5,366+35.5% | $3,350+117.1% |
| Admin fee / account holder | $776 | $440+76.2% | $5,908-86.9% | $521+49.0% |