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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC4 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $11,744 |
Filed as: RICHARDS INCORPORATED TRG Service code 27 48 HARRIS PL · BATTLEBORO, VT 05302 | Advisory (Plan) | $11,417 |
SETAWAY LLC4 years Service code 13 5 BEDFORD FARMS DR · BEDFORD, NH 03110 | Contract Administrator | $2,534 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY INSURANCE Service code 55 | Other Commissions | $0 |
9 funds of $250K or more; 26 lines in all, holding $4.9M of the plan's $5.0M. From the 2024 filing. Recordkeeper: Empower.
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds 2040 Capital Group · Insurance contract | $907K | 18.6% |
| American Funds 2050 Capital Group · Insurance contract | $664K | 13.6% |
| American Funds 2030 Capital Group · Insurance contract | $409K | 8.4% |
| American Funds 2020 Capital Group · Insurance contract | $408K | 8.4% |
| American Funds 2045 Capital Group · Insurance contract | $388K | 8.0% |
| American Funds 2025 Capital Group · Insurance contract | $327K | 6.7% |
| American Funds 2055 Capital Group · Insurance contract | $267K | 5.5% |
| American Funds 2060 Capital Group · Insurance contract | $259K | 5.3% |
| American Funds 2035 Capital Group · Insurance contract | $251K | 5.2% |
| PIMCO Income Fund Institutional PIMCO (Allianz) · Insurance contract | $249K | 5.1% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor signed off without reservation. This is the cleanest opinion.