Filed December 9, 2015 (most recent of 4 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
FID INV INST OPS CO10+ years Service code 15 · EIN 04-2647786 | Recordkeeping | $1,201,647 |
STRATEGIC ADVISORS, INC.9 years Filed as: STRATEGIC ADVISERS Service code 27 · EIN 04-2654524 | Advisory (Plan) | $367,879 |
CAPFINANCIAL PARTNERS LLC4 years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 27 · EIN 26-0058143 | Advisory (Plan) | $93,176 |
MCSOLEY MCCOY & CO8 years Service code 10 · EIN 03-0032737 | Accounting | $35,000 |
Filed as: VARIABLE ANNUITY LIFE INSURANCE Service code 22 · EIN 74-1625348 | Insurance Broker | $23,916 |
FID INV INST OPS CO3 years Filed as: FID INV INSTL OPS CO Service code 60 | Sub-TA Fees | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $136,919 | $73,283+86.8% | $155,556-12.0% | $106,553+28.5% |
| Participation rate | 93.4% | 73.3%+20.1pp | 78.2%+15.2pp | 69.8%+23.6pp |
| Annual return | 13.87% | 15.76%-1.9pp | 64.84%-51.0pp | 17.37%-3.5pp |
| Employer contribution / active EE | $5,133 | $2,241+129.1% | $4,675+9.8% | $3,359+52.8% |
| Participant deferral / active EE | $6,812 | $4,567+49.2% | $5,631+21.0% | $5,562+22.5% |
| Admin fee / account holder | $106 | $56+89.2% | $15,885-99.3% | $80+32.8% |