Filed September 12, 2018 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES Service code 15 · EIN 34-1479833 | Recordkeeping | $23,620 |
FIDUCIARY INVESTMENT ADVISORS1+ years Service code 28 · EIN 20-4751585 | Investment Management | $13,102 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.1+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $95,332 | $68,413+39.3% | $123,105-22.6% | $55,191+72.7% |
| Participation rate | 65.5% | 84.5%-19.1pp | 86.8%-21.3pp | 69.2%-3.7pp |
| Annual return | 2.52% | 6.30%-3.8pp | 13.22%-10.7pp | 10.78%-8.3pp |
| Employer contribution / active EE | $1,584 | $3,050-48.1% | $5,151-69.2% | $1,899-16.6% |
| Participant deferral / active EE | $1,712 | $4,490-61.9% | $6,229-72.5% | $3,046-43.8% |
| Admin fee / account holder | $82 | $88-7.1% | $9,014-99.1% | $91-10.1% |