Retirement plan

KESTREL FIELD SERVICES, INC. 401(K) PLAN

Name: KESTREL FIELD SERVICES, INC. - KESTREL FIELD SERVICES, INC. 401(K) PLAN (2023) Form 5500
Creator: KESTREL FIELD SERVICES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, KESTREL FIELD SERVICES, INC. 401(K) PLAN, KESTREL FIELD SERVICES, INC.

KESTREL FIELD SERVICES, INC.EIN 02-0790800Plan #001PY 2023

9601 JONES RD, SUITE 242 - HOUSTON, TX 77065832-678-2210

Prospect flagsLow returns

How to read this page

Total assets (EOY)

$15.3M

+16.2% from 2022

Total participants

266

-12.5% from 2022

Average account balance

$74,724

+17.4% from 2022

Annual return

16.29%

+32.28 pp from 2022

Benchmarks

See 3,232 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants250-999

Cohort3,232 peers

Snapshot2023

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$17.27M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$82K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

210

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

52.5%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.96M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$5K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.71%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$72

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
ROYAL ALLIANCE ASSOCIATES INC1 year Filed as: ROYAL ALLIANCE ASSOCIATES, INC Service code 99	Other Fees	$34,731
THE ALLOCATION COMPANY1 year Service code 49 · EIN 71-0294708 STE 500 800 TOWN AND COUNTRY BLVD · HOUSTON, TX 77024	Other Services	$6,774
ROYAL ALLIANCE ASSOCIATES INC1 year Filed as: ROYAL ALLIANCE ASSOCIATES, INC. Service code 99 · EIN 93-0987232	Other Fees	$0
VOYA RETIREMENT INSURANCE & ANNUITY1 year Filed as: VOYA RETIREMENT INSURANCE AND ANNUI Service code 26 · EIN 71-0294708	Advisory (Participants)	$0

Plan features & details

Pension benefit codes2E2J2F2G

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.

Opportunity flags

1 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$11K

$41 / participant

Other / not subdivided$11K100.0%

% of EOY assets

0.071%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: BENTLEY BRATCHER & ASSOCIATES, P.C.
Auditor EIN: 202733640
Audit fees: $0
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$74,724

$95,417-21.7%

$135,974-45.0%

$74,460+0.4%

Participation rate

77.1%

78.2%-1.1pp

81.9%-4.9pp

70.7%+6.3pp

Annual return

16.29%

32.76%-16.5pp

68.30%-52.0pp

34.38%-18.1pp

Employer contribution / active EE

$2,058

$3,878-46.9%

$4,859-57.6%

$2,638-22.0%

Participant deferral / active EE

$4,721

$7,789-39.4%

$7,760-39.2%

$4,530+4.2%

Admin fee / account holder

$53

$266-79.9%

$10,767-99.5%

$348-84.6%

Provider

Service type

Compensation

ROYAL ALLIANCE ASSOCIATES INC1 year

Filed as: ROYAL ALLIANCE ASSOCIATES, INC

Service code 99

Other Fees

$34,731

THE ALLOCATION COMPANY1 year

Service code 49 · EIN 71-0294708

STE 500 800 TOWN AND COUNTRY BLVD · HOUSTON, TX 77024

Other Services

$6,774

ROYAL ALLIANCE ASSOCIATES INC1 year

Filed as: ROYAL ALLIANCE ASSOCIATES, INC.

Service code 99 · EIN 93-0987232

Other Fees

VOYA RETIREMENT INSURANCE & ANNUITY1 year

Filed as: VOYA RETIREMENT INSURANCE AND ANNUI

Service code 26 · EIN 71-0294708

Advisory (Participants)

KESTREL FIELD SERVICES, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

KESTREL FIELD SERVICES, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion