Retirement plan

TLC CASINO ENTERPRISES, INC. 401(K) PLAN

Name: TLC CASINO ENTERPRISES, INC. - TLC CASINO ENTERPRISES, INC. 401(K) PLAN (2016) Form 5500
Creator: TLC CASINO ENTERPRISES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, TLC CASINO ENTERPRISES, INC. 401(K) PLAN, TLC CASINO ENTERPRISES, INC.

TLC CASINO ENTERPRISES, INC.EIN 02-0567564Plan #001PY 2016

202 EAST FREMONT ST. - LAS VEGAS, NV 89101702-385-4011worldcasinodirectory.comLinkedIn1001-5000 employeesperforming arts

Prospect flagsLow returnsLow participationLow employer contribution

How to read this page

Total assets (EOY)

$9.2M

+8.1% from 2015

Total participants

1,073

+14.6% from 2015

Average account balance

$16,327

-7.8% from 2015

Annual return

4.29%

+4.52 pp from 2015

Benchmarks

See 381 peers

Peer group

Industry71 - Arts, Entertainment, and Recreation

Plan typeDefined contribution

Participants250-999

Cohort381 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$13.07M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$11K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

1,152

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

74.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.40M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$2K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+17.75%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$105

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 2 by compensation

Provider	Service type	Compensation
NATIONWIDE2+ years Filed as: NATIONWIDE INSURANCE Service code 15 · EIN 31-4156830	Recordkeeping	$53,303
LPL FINANCIAL1 year Filed as: LPL FINANCIAL CORPORATION Service code 10 9785 TOWN CENTRE DRIVE · SAN DIEGO, CA 92150	Accounting	$33,894

Plan features & details

Pension benefit codes2E2G2J2K3D3H2F2S

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

3 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityLow employer contribution
Employer contribution per participant is in the bottom quintile of the peer cohort.
OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$46K

$50 / participant

Contract admin$46K100.0%

% of EOY assets

0.502%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: KONDLER & ASSOCIATES
Auditor EIN: 208544464
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$16,327

$41,281-60.4%

$109,313-85.1%

$57,658-71.7%

Participation rate

44.9%

59.3%-14.5pp

71.3%-26.4pp

70.2%-25.4pp

Annual return

4.29%

8.97%-4.7pp

22.07%-17.8pp

5.13%-0.8pp

Employer contribution / active EE

$178

$1,201-85.2%

$3,892-95.4%

$1,974-91.0%

Participant deferral / active EE

$900

$2,223-59.5%

$3,166-71.6%

$3,061-70.6%

Admin fee / account holder

$82

$75+8.8%

$5,666-98.6%

$95-13.4%

Provider

Service type

Compensation

NATIONWIDE2+ years

Filed as: NATIONWIDE INSURANCE

Service code 15 · EIN 31-4156830

Recordkeeping

$53,303

LPL FINANCIAL1 year

Filed as: LPL FINANCIAL CORPORATION

Service code 10

9785 TOWN CENTRE DRIVE · SAN DIEGO, CA 92150

Accounting

$33,894

TLC CASINO ENTERPRISES, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

TLC CASINO ENTERPRISES, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion