Filed January 28, 2003 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC ADVISORS, INC.5 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $26,324 |
Filed as: NEW ENGLAND PRIVATE WEALTH ADV LLC Service code 16 · EIN 20-2021915 | Consulting | $6,500 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$85,006 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported that benefits due were not provided when due.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $127,177 | $67,512+88.4% | $185,854-31.6% | $93,010+36.7% |
| Participation rate | 57.4% | 67.1%-9.8pp | 81.7%-24.3pp | 73.9%-16.5pp |
| Annual return | 16.42% | 21.04%-4.6pp | 122.12%-105.7pp | 158.70%-142.3pp |
| Employer contribution / active EE | $0 | $1,783-100.0% | $5,169-100.0% | $2,705-100.0% |
| Participant deferral / active EE | $4,783 | $3,035+57.6% | $5,569-14.1% | $4,561+4.9% |
| Admin fee / account holder | $27 | $318-91.6% | $16,246-99.8% | $152-82.4% |