Filed January 28, 2003 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
BAKER NEWMAN NOYES1 year Service code 10 280 FORE STREET · PORTLAND, ME 04101 | Accounting | $30,501 |
Filed as: NEW ENGLAND PRIVATE WEALTH Service code 16 36 WASHINGTON STREET, SUITE 280 · WELLESLEY, MA 02481 | Consulting | $13,507 |
STRATEGIC ADVISORS, INC.2 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $11,787 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$61,849 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $80,922 | $45,382+78.3% | $154,110-47.5% | $75,289+7.5% |
| Participation rate | 55.8% | 65.9%-10.1pp | 83.0%-27.2pp | 72.4%-16.6pp |
| Annual return | -4.08% | -0.47%-3.6pp | 735.22%-739.3pp | -0.04%-4.0pp |
| Employer contribution / active EE | $0 | $1,533-100.0% | $5,298-100.0% | $2,405-100.0% |
| Participant deferral / active EE | $4,285 | $2,384+79.8% | $5,081-15.7% | $3,739+14.6% |
| Admin fee / account holder | $11 | $89-88.1% | $13,412-99.9% | $102-89.6% |