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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $131,603 |
BLUM SHAPIRO2 years Filed as: BLUM SHAPIRO & CO. PC Service code 10 · EIN 06-1009205 | Accounting | $13,500 |
CHARLES SCHWAB & CO., INC.5+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Float revenue; ... | $6,065 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $132,482 | $88,122+50.3% | $141,191-6.2% | $67,579+96.0% |
| Participation rate | 97.6% | 76.5%+21.1pp | 82.5%+15.1pp | 71.3%+26.3pp |
| Annual return | 21.61% | 75.40%-53.8pp | 71.41%-49.8pp | 378.56%-356.9pp |
| Employer contribution / active EE | $965 | $3,224-70.1% | $4,736-79.6% | $2,148-55.1% |
| Participant deferral / active EE | $12,999 | $5,958+118.2% | $6,710+93.7% | $3,539+267.3% |
| Admin fee / account holder | $129 | $131-1.3% | $10,264-98.7% | $142-9.2% |