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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $12,283 |
Service code 37 · EIN 04-2647786 | Loan Processing | $5,055 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,027 | $93,010-64.5% | $96,515-65.8% | $74,460-55.6% |
| Participation rate | 43.5% | 71.6%-28.0pp | 74.3%-30.8pp | 70.7%-27.2pp |
| Annual return | 27.68% | 37.50%-9.8pp | 35.73%-8.1pp | 34.38%-6.7pp |
| Employer contribution / active EE | $651 | $3,427-81.0% | $3,740-82.6% | $2,638-75.3% |
| Participant deferral / active EE | $2,042 | $3,971-48.6% | $4,880-58.2% | $4,530-54.9% |
| Admin fee / account holder | $85 | $633-86.6% | $6,735-98.7% | $348-75.6% |