Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC6 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $21,129 |
Service code 37 · EIN 04-2647786 | Loan Processing | $5,565 |
11 funds of $250K or more; 15 lines in all, holding $9.8M of the plan's $10.2M. From the 2025 filing. Recordkeeper: Fidelity (FMR).
Target-date series: Fidelity Freedom, mutual fund, 90% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Fidelity Freedom Manager not matched · Mutual fund Target-date, 11 vintages | $8.8M | 89.5% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund IndexRecordkeeper's own fund | $380K | 3.9% |
| JPMorgan Large Cap Growth Fund Class R6 JPMorgan · Mutual fund | $319K | 3.3% |
| American Funds American Mutual R6 Capital Group · Mutual fund | $103K | 1.0% |
| JPMorgan Mid Cap Growth Fund Class R6 JPMorgan · Mutual fund | $62K | 0.6% |
| FID SM CAP IDX Fidelity (FMR) · Other IndexRecordkeeper's own fund | $39K | 0.4% |
| FID MID CAP IDX Fidelity (FMR) · Other IndexRecordkeeper's own fund | $38K | 0.4% |
| FID GLB EX US IDX Fidelity (FMR) · Other IndexRecordkeeper's own fund | $34K | 0.3% |
| Small CAP Growth Fund R6 Class American Century · Mutual fund | $24K | 0.2% |
| MFS Mid Cap Value Fund R4 MFS (Sun Life) · Mutual fund | $11K | 0.1% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.