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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER3 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $41,110 |
ADP BROKER-DEALER8+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,750 | $64,612-41.6% | $86,451-56.3% | $64,824-41.8% |
| Participation rate | 98.5% | 81.5%+17.1pp | 80.3%+18.2pp | 71.5%+27.1pp |
| Annual return | -14.27% | 0.66%-14.9pp | 4398.51%-4412.8pp | 32.84%-47.1pp |
| Employer contribution / active EE | $4,689 | $2,744+70.8% | $3,770+24.4% | $2,507+87.0% |
| Participant deferral / active EE | $13,328 | $7,497+77.8% | $6,953+91.7% | $4,311+209.2% |
| Admin fee / account holder | $44 | $169-73.9% | $6,734-99.3% | $188-76.5% |