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| Provider | Service type | Compensation |
|---|---|---|
MMA SECURITIES LLC1 year Filed as: MMC SECURITIES LLC Service code 55 · EIN 06-1685865 | Other Commissions | $41,486 |
Service code 37 · EIN 04-2647786 | Loan Processing | $3,375 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,934 | $56,640+0.5% | $80,977-29.7% | $57,658-1.3% |
| Participation rate | 62.2% | 75.9%-13.6pp | 75.8%-13.6pp | 70.2%-8.0pp |
| Annual return | 5.72% | 19.97%-14.2pp | 17.11%-11.4pp | 5.13%+0.6pp |
| Employer contribution / active EE | $434 | $2,085-79.2% | $3,715-88.3% | $1,974-78.0% |
| Participant deferral / active EE | $3,857 | $4,944-22.0% | $5,696-32.3% | $3,061+26.0% |
| Admin fee / account holder | $11 | $87-87.4% | $5,517-99.8% | $95-88.4% |