Filed December 12, 2013 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 1285 AVENUE OF THE AMERICAS · NEW YORK, NY 10019 | Advisory (Plan) | $11,250 |
BAKER NEWMAN NOYES1 year Filed as: BAKER NEWMAN & NOYES LLC Service code 10 · EIN 01-0494526 P O BOX 507 · PORTLAND, ME 04112 | Accounting | $5,500 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$9,394 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $114,348 | $62,543+82.8% | $83,333+37.2% | $55,725+105.2% |
| Participation rate | 98.9% | 78.4%+20.5pp | 77.8%+21.1pp | 70.9%+28.0pp |
| Annual return | -5.95% | 14.85%-20.8pp | 10.63%-16.6pp | 244.93%-250.9pp |
| Employer contribution / active EE | $9,108 | $2,427+275.2% | $3,379+169.6% | $2,078+338.2% |
| Participant deferral / active EE | $7,928 | $5,682+39.5% | $5,565+42.5% | $3,356+136.3% |
| Admin fee / account holder | -$2 | $103-102.0% | $7,510-100.0% | $115-101.8% |