Filed February 1, 1996
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 26 77 WATER STREET · HALLOWELL, ME 04347 | Advisory (Participants) | $57,765 |
TD AMERITRADE, INC.2 years Filed as: TD AMERITRADE TRUST COMPANY Service code 13 · EIN 20-0937408 | Contract Administrator | $19,645 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $60,839 | $62,267-2.3% | $110,238-44.8% | $55,725+9.2% |
| Participation rate | 81.5% | 78.1%+3.4pp | 79.8%+1.7pp | 70.9%+10.6pp |
| Annual return | -6.66% | -1.07%-5.6pp | 314.74%-321.4pp | 244.93%-251.6pp |
| Employer contribution / active EE | $1,196 | $1,941-38.4% | $3,826-68.8% | $2,078-42.5% |
| Participant deferral / active EE | $5,186 | $3,516+47.5% | $4,672+11.0% | $3,356+54.6% |
| Admin fee / account holder | $293 | $121+142.5% | $8,547-96.6% | $115+154.6% |