Filed March 15, 2023 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC1+ years Filed as: CETERA INVESTMENT SERVICES LLC Service code 55 · EIN 41-1483314 | Other Commissions | $11,637 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,213 |
NATIONAL FINANCIAL SERVICES1+ years Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 61 · EIN 04-3523567 | Finders' fees / placement fees | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,681 | $70,667-22.6% | $123,105-55.6% | $52,331+4.5% |
| Participation rate | 100.0% | 83.7%+16.3pp | 86.8%+13.2pp | 68.1%+31.9pp |
| Annual return | -1.40% | 6.23%-7.6pp | 13.22%-14.6pp | 4.54%-5.9pp |
| Employer contribution / active EE | $1,719 | $2,946-41.6% | $5,151-66.6% | $1,882-8.6% |
| Participant deferral / active EE | $4,394 | $4,493-2.2% | $6,229-29.5% | $3,022+45.4% |
| Admin fee / account holder | $6 | $506-98.8% | $9,014-99.9% | $592-99.0% |