PlanOptica
Retirement plan

THE TRAVELERS PENSION PLAN

TRAVELERS COMPANIES, INC.EIN 41-0518860Plan #001PY 2020
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385 WASHINGTON STREET - ST. PAUL, MN 551021396800-441-4378
Other plans on this EIN
1 filing
#002Retirement-$8.46B assets
Prospect flagsWind-down / frozen

Filing contacts

From the Form 5500, federal record
Plan sponsor signer
PAUL E. MUNSON, SVP-ASST CONTROLLER
Signed 09/29/2021
(800) 441-4378
Plan administrator signer
DIANE L. KURTZMAN, CHRO HR PLAN AD
Signed 09/29/2021
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Summary metrics

Total assets (EOY)
$4637.5M
-7.7% from 2016
Total participants
50,793
-0.9% from 2016
Average account balance
$0
No prior year
Annual return
13.23%
-7.77 pp from 2016

Benchmarks

See 33 peers
Peer group
Industry52 - Finance and Insurance
Plan typeDefined benefit
Participants>=10,000
Cohort33 peers
Snapshot2020
Participant deferral / active EE
$0
median $0
Employer contribution / active EE
$0
median $4,345
Participation rate
0.0%
median 0.0%
Avg account balance
$0
Admin fee / account holder
$0
Annual return
13.23%
median 13.94%
Overall peer rank
38th percentileavg across 6 metrics

Analytics

2015 - 2024
Total assets (EOY)
Plan-year ending balance
$4.24B
Average account balance
Total assets / participants with a balance (line 6g)
$93K
Participants with account balance
Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.
18,255
Eligible Participants and Participation
Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.
0.0%
Contributions (total)
Employer and participant dollars contributed each year
$500.00M
Contributions per participant
Average employer and participant contribution per enrolled participant
$19K
Asset flow
BOY + contributions + return - distributions = EOY
Year
Annual return
Diverging bars; negative years highlighted
+9.88%
Admin fee / account holder
Total admin expenses / participants with a balance (line 6g)
$0
Asset composition
Cash / stocks / bonds / mutual funds / real estate / loans over time
  • Mutual / pooled
  • Stocks
  • Bonds
  • Cash
  • Real estate
  • Loans

Service providers

Top 10 of 19 by compensation
ProviderService typeCompensation
NEUBERGER BERMAN INVESTMENT ADVISER3 years
Service code 28 · EIN 02-0654486
Investment Management
$2,237,138
EDGEWOOD MANAGEMENT LLC6+ years
Service code 28 · EIN 20-4044179
Investment Management
$2,110,768
NWQ INVESTMENT MANAGEMENT COMPANY6+ years
Service code 28 · EIN 47-0875103
Investment Management
$902,090
KAHN BROTHERS ADVISORS LLC6+ years
Service code 28 · EIN 20-9828015
Investment Management
$653,758
BROWN ADVISORY LLC3 years
Service code 28 · EIN 26-4560299
Investment Management
$468,892
ARIEL INVESTMENTS, LLC6+ years
Service code 28 · EIN 02-0712418
Investment Management
$462,908
TOWERS WATSON DELAWARE INC.6+ years
Service code 15 · EIN 53-0181291
Recordkeeping
$425,153
LEVIN EASTERLY PARTNERS LLC2 years
Service code 28 · EIN 83-2400656
Investment Management
$237,840
LEE MUNDER CAPITAL GROUP, LLC5 years
Service code 28 · EIN 27-0282607
Investment Management
$192,375
JP MORGAN CHASE BANK, N.A.6+ years
Service code 19 · EIN 13-4994650
Securities Custodian
$174,401

Enrolled actuary

1 attachment
SB

LISA A. MCRAE

AON CONSULTING, INC.
Enrollment #2005516
17875 VON KARMAN AVENUE
SUITE 300
IRVINE, CA 92614
(949) 725-4500
Signed 2021-09-20

Top hat statement on fileNQDC

Filed May 2, 2005 (most recent of 2 filings on file)

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

Open the filing PDF

Plan features & details

Pension benefit codes1A1C3H
Plan features
  • 1A
    Benefits are primarily pay related
    Benefits under the plan are primarily determined with reference to a participant's pay (e.g. final-average-pay formula).
  • 1C
    Cash balance or similar plan
    A cash balance formula in a defined benefit plan that expresses the accrued benefit in terms more common to a defined contribution plan such as a hypothetical account balance or single sum amount (includes personal account plan pension equity plan life cycle plan and cash account plan).
  • 3H
    Controlled group member
    Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped
  • InformationalWind-down / frozen

    Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.

Expense breakdown

Schedule H Part II
Admin total
$13.0M
$496 / participant
  • Investment mgmt$8M57.8%
  • Contract admin$265K2.0%
  • Other / not subdivided$5M40.2%
% of EOY assets
0.280%
all-in expense ratio
Categories reported
2 / 9
subdivided buckets used

Audit opinion

Schedule H Part III
Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm
KPMG, LLP
Auditor EIN
135565207
Audit fees
(not subdivided)
Opinion code
Unqualified