Neuberger Berman
advisor79 known aliases resolved via the canonical alias map
Market position · 2024
Plans served58Rank #322 of mapped providers
Assets under administration$159.2B0.2%Market share · rank #79
Fees received$15MMedian $60,740/planSum across Schedule C direct + indirect
Net wins YoY+315 won · 12 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Neuberger Berman plan look like?
Service mix · median fees per plan
Count of plans where Neuberger Berman ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Soft dollars commissions; Investment management fees paid directly by plan; Investment managementCode 28 | 36 | $61,421 | |
Investment management fees paid directly by plan; Investment advisory (plan); Direct payment from the plan; Investment management; Investment management fees paid indirectly by planCode 27 | 7 | $141,137 | |
Custodial (securities); Investment management fees paid directly by plan; Investment managementCode 19 | 3 | $189,079 | |
Trustee (bank, trust company, or similar financial institution); Investment advisory (plan)Code 21 | 3 | $152,913 | |
Investment management fees paid indirectly by plan; Soft dollars commissionsCode 52 | 3 | $5,272 | |
Soft dollars commissions; Investment management fees paid directly by planCode 51 | 2 | $544,317 | |
Investment management fees paid indirectly by plan; Investment management; Direct payment from the plan; Participant loan processing; Float revenue; Redemption fees; Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Trustee (directed); Other services; Distribution (12b-1) fees; Participant communication; Recordkeeping and information management (computing, tabulating, data processing, etc.); Account maintenance fees; Investment advisory (plan); Shareholder servicing feesCode 15 | 1 | $0 | |
Direct payment from the plan; Investment advisory (participants)Code 26 | 1 | $30,426 |
Competitor overlap
Percent of Neuberger Berman's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Neuberger Berman.
| Sponsor | From | Assets |
|---|---|---|
OHIO OPERATING ENGINEERS PENSION PLANOH · 316129968-001 | WAI CONSTRUCTION GROUP LLC | $3.6B |
BUILDING TRADES UNITED PENSION TRUST FUNDWI · 516049409-001 | Bayside Capital, Inc. | $3.3B |
ARAMCO SHARED BENEFITS COMPANYTX · 844364434-001 | NB Secondary Opportunities Fund | $1.8B |
CONTINENTAL CASUALTY COMPANYIL · 362114545-001 | Alight | $849M |
THE NEMOURS FOUNDATIONFL · 590634433-001 | WTW | $635M |
SKIDMORE, OWINGS & MERRILL LLPIL · 361785381-001 | Fiducient Advisors | $286M |
BOARD OF TRUSTEES CENTRAL ILLINOIS CARPENTERS RETIREMENT SAVINGS FUNDIL · 371234126-001 | CICH & WTF | $230M |
B OF T IBEW LOCAL 640 & AZ CHAPTER NECA DB PENSION PLANAZ · 860323980-001 | BMO Harris Bank N.A. | $229M |
BOARD OF TRUSTEESNJ · 133769079-002 | Prudential Retirement Insurance & Annuity Co. | $38M |
PLASTERER'S PENSION TRUSTOR · 936075453-001 | Milliman | $38M |
Plans lost in 2024
Appeared last year under Neuberger Berman; not this year.
| Sponsor | To | Assets |
|---|---|---|
JOINT BOARD OF TRUSTEES OF NORTH CENTRAL STATES REGIONAL COUNCIL OFWI · 396079856-001 | U.S. Real Estate Investment Fund | $1.7B |
GREATER PENNSYLVANIA CARPENTERS' PENSION FUNDPA · 256135570-001 | Kayne Anderson Rudnick | $1.2B |
BOARD OF TRUSTEES OF THE EQUITY LEAGUE 401K PLANNY · 134155733-001 | John Hancock | $488M |
BRADFORD WHITE CORPORATIONPA · 232384646-003 | PNC Bank | $72M |
BOARD OF TRUSTEES BPCM LOCAL 534 DEFERRED INCOME FUNDMA · 046544055-001 | Bridgeway Benefit Technologies | $43M |
BRYCE CORPORATIONTN · 620811344-001 | Marquette Associates | $30M |
CAHILL GORDON & REINDEL LLPNY · 135510029-001 | WESTERN ASSET MANAGEMENT | $27M |
TUALITY HEALTHCAREOR · 930430029-003 | Fordham & Co LLP | $12M |
THE UNIMAX CORPORATIONNY · 132622744-004 | (new plan) | $665,015 |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
INTERNATIONAL BUSINESS MACHINES CORPORATIONNY · 130871985-005 | $60.4B | 149,818 | $258,473 | 10y | - |
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATIONVA · 530116145-444 | $16.8B | 80,475 | $294,021 | 10y | 1 |
THE PRUDENTIAL INSURANCE COMPANY OF AMERICANJ · 221211670-003 | $12.0B | 44,305 | $1M | 3y | - |
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATIONVA · 530116145-333 | $11.5B | 75,823 | $446,245 | 10y | - |
THE DOW CHEMICAL COMPANYMI · 381285128-001 | $10.9B | 31,955 | $2M | 4y | - |
B/O/T UNITED ASSOCIATION NATIONAL PENSION FUNDVA · 526152779-001 | $7.7B | 196,837 | $377,970 | 10y | - |
TRAVELERS COMPANIES, INC.MN · 410518860-001 | $4.2B | 45,786 | $4M | 10y | - |
OHIO OPERATING ENGINEERS PENSION PLANOH · 316129968-001 | $3.6B | 19,523 | $31,157 | 1y | - |
BUILDING TRADES UNITED PENSION TRUST FUNDWI · 516049409-001 | $3.5B | 28,408 | $204,722 | 5y | - |
HSBC NORTH AMERICA HOLDINGS INC.IL · 232186091-001 | $3.3B | 39,143 | $657,403 | 10y | - |
Flag exposure
94.8%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (79)
Raw Schedule C names collapsed into Neuberger Berman.
- FITZ GATE VENTURES
- FITZGERALD APPRAISALS
- FITZGERALD LAW, P.C.
- FITZGERALD, DEPIERT & WOGNAS, CPA'S
- FITZGERALD, SCHORR, BARMETTLER & BR
- FITZPATRICK HOTEL
- FITZSIMMON AND ABRAMS, LLP
- FIUCIARY INVESTMENT ADVISORS LLC
- FIUDCIA GROUP
- FIUMAN MOGILLA, LLP
- FIVE FACTOR CAPITAL ADVISOR
- FIVE POINTS CAPITAL, INC.
- FIVE STAR CARTING
- FIVE STAR DISPATCH
- FIVE STAR DISPATCH BUS SVC INC
- FIVE STAR DISPATCH BUS. SVC., INC.
- FIVE STAR DISPATCH BUSINESS SERVICE
- FIVE STAR FOOD SERVICES INC
- FIVE STAR PAINTING
- FIVE STAR PRINTING & MAILING
- FIXED ACCOUNT
- NEUBERGER
- NEUBERGER & BERMAN
- NEUBERGER & BERMAN LLC
- NEUBERGER AND BERMAN
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Neuberger Berman's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 5 | 8.62% | 1.71% | +6.91 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 4 | 6.90% | 1.76% | +5.14 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Neuberger Berman. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Frequent partners by role
Who else shows up on Neuberger Berman's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Arnold Newbold Sollars & Hollins PC | 2 | 3.5% |
| Cavanagh & O'Hara LLP | 2 | 3.5% |
| Covington & Burling LLP | 2 | 3.5% |
| Faegre Drinker Biddle & Reath LLP | 2 | 3.5% |
| Groom Law Group, Chartered | 2 | 3.5% |
| Morgan Lewis & Bockius LLP | 2 | 3.5% |
| Thompson Hine | 2 | 3.5% |
| Arnall Golden Gregory LLC | 1 | 1.7% |
| Baldwin Moffitt Behm LLP | 1 | 1.7% |
| Baum Sigman Auerbach & Neuman, Ltd. | 1 | 1.7% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).