NWQ Investment Management Company
advisor28 known aliases resolved via the canonical alias map
Market position · 2024
Plans served6-1 YoYRank #2394 of mapped providers
Assets under administration$2.8B0.0%Market share · rank #2550
Fees received$2MMedian $123,419/planSum across Schedule C direct + indirect
Net wins YoY-10 won · 1 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical NWQ Investment Management Company plan look like?
Service mix · median fees per plan
Count of plans where NWQ Investment Management Company ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Soft dollars commissions; Investment management fees paid directly by plan; Investment management; Investment management fees paid indirectly by plan; Direct payment from the planCode 28 | 6 | $123,419 |
Competitor overlap
Percent of NWQ Investment Management Company's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under NWQ Investment Management Company.
| Sponsor | From | Assets |
|---|
Plans lost in 2024
Appeared last year under NWQ Investment Management Company; not this year.
| Sponsor | To | Assets |
|---|---|---|
IDAHO OPERATING ENGINEERS-EMPLOYERS PENSWA · 916075538-001 | Welfare & Pension Admin Service Inc. | $137M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
BOARD OF TRUSTEES OF THE U.A. LOCAL NO. 393 DEFINED BENEFIT PENSIONCA · 946359772-002 | $1.0B | 3,823 | $918,148 | 10y | - |
BOARD OF TRUSTEES OF THE U.A. LOCAL NO. 393 DEFINED CONTRIBUTION PLANCA · 946075617-003 | $772M | 3,349 | $980,462 | 10y | 1 |
PAMCAH-UA LOCAL 675 PENSION FUNDHI · 996024083-001 | $575M | 3,068 | $120,881 | 9y | - |
BOARD OF TRUSTEES OF PAMCAH-UA LOCAL 675 ANNUITY FUNDHI · 990221545-002 | $349M | 3,281 | $62,969 | 9y | - |
RICOH PRINTING SYSTEMS AMERICA, INC.CA · 410849373-001 | $47M | 1,101 | $125,957 | 10y | - |
TRUSTEES OF LABORERS INT'L UNION OF NA LOCAL UNION NO. 1822 PENSION FUNY · 166147773-001 | $37M | 524 | $27,148 | 10y | - |
Flag exposure
100.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (28)
Raw Schedule C names collapsed into NWQ Investment Management Company.
- FREED MAXICK CPA'S P.C.
- NWQ
- NWQ ASSET MANAGEMENT CO
- NWQ GLOBAL
- NWQ INVESTMENT CO.
- NWQ INVESTMENT MANAGEMENT
- NWQ INVESTMENT MANAGEMENT CO
- NWQ INVESTMENT MANAGEMENT CO LLC
- NWQ INVESTMENT MANAGEMENT CO, LLC
- NWQ INVESTMENT MANAGEMENT CO. LLC
- NWQ INVESTMENT MANAGEMENT CO., INC.
- NWQ INVESTMENT MANAGEMENT CO., LLC
- NWQ INVESTMENT MANAGEMENT CO.,LLC
- NWQ INVESTMENT MANAGEMENT COMPANY
- NWQ INVESTMENT MANAGEMENT COMPANY L
- NWQ INVESTMENT MANAGEMENT COMPANY,
- NWQ INVESTMENT MANAGER
- NWQ INVESTMENT MANAGMENT CO. LLC
- NWQ INVESTMENT MGMT
- NWQ INVESTMENT MGMT CO
- NWQ INVESTMENT MGMT CO.
- NWQ INVESTMENT MGMT CO. LLC
- NWQ INVESTMENT MGMT COMPANY LLC
- NWQ INVESTMENT MGMT COMPANY, LLC
- NWQ INVESTMENT MGMT.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for NWQ Investment Management Company's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 1 | 16.67% | 1.71% | +14.95 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with NWQ Investment Management Company. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on NWQ Investment Management Company's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Kraw & Kraw Law Group | 2 | 33.3% |
| Saltzman & Johnson Law Corporation | 2 | 33.3% |
| Trucker Huss | 2 | 33.3% |
| Blitman & King LLP | 1 | 16.7% |
| Char, Sakamoto, Ishii, Lum & Ching | 1 | 16.7% |