No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| MORNINGSTAR INC EIN 36-3297908 NONE | Direct payment from the plan; Investment management Service code 28 | — | $57K |
| SCHWAB RETIREMENT PLAN SERVICES,INC EIN 34-1479833 NONE | Recordkeeping fees; Recordkeeping and information management (computing, tabulating, data processing, etc.); Investment advisory (participants); Direct payment from the plan Service code 15 | — | $53K |
| RESOURCES INVESTMENT ADVISORS EIN 43-1451524 NONE | Investment management; Direct payment from the plan Service code 28 | — | $37K |
| FINANCIAL SERVICES ADVISORY IN EIN 52-1237957 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $36K |
| PRIVATE MANAGEMENT GROUP INC EIN 33-0151740 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $22K |
| HIGHTOWER ADVISORS LLC EIN 36-4500709 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $17K |
| BUKATY COMPANIES EIN 43-1451524 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $12K |
| NPB FINANCIAL GROUP LLC EIN 72-1606466 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $8K |
| MARK DANIEL ELLIOTT EIN 01-6728568 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $6K |
| CHARLES SCHWAB & CO. INC. EIN 94-1737782 NONE | Shareholder servicing fees; Securities brokerage commissions and fees; Direct payment from the plan; Securities brokerage; Float revenue Service code 33 | — | $2K |
| CHARLES SCHWAB & CO INC AND AFFILIA | Shareholder servicing fees Service code 59 | — | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 145 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 0 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 33 | Vested but not currently using benefits. |
| Beneficiaries receiving benefits | 1 | Spouses or dependents with eligibility independent of the participant. |
| Total participants (= "Plan participants" tile) | 179 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Life insurance | JACKSON NATIONAL LIFE INSURANCE COMPANY | 1 | $0 |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 1 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
No prospect flags tripped on this filing.