No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| SC UFCW ADMINISTRATION LLC EIN 74-3243950 ADMINISTRATOR | Direct payment from the plan; Plan Administrator Service code 14 | — | $20.1M |
| ANTHEM BLUE CROSS LIFE AND HEALTH EIN 95-4331852 NONE | Other services; Float revenue; Contract Administrator; Claims processing; Recordkeeping and information management (computing, tabulating, data processing, etc.) Service code 12 | — | $4.9M |
| HEALTH MANAGEMENT CONCEPTS EIN 75-3189468 NONE | Direct payment from the plan; Consulting (general) Service code 16 | — | $2.7M |
| SEGAL COMPANY EIN 94-1503999 NONE | Actuarial; Consulting (general); Direct payment from the plan Service code 11 | — | $670K |
| SPINELLI GRAPHICS NONE | Other services Service code 49 | 10631 BLOOMFIELD ST LOS ALAMITOS, CA 90720 | $585K |
| SEYFARTH SHAW EIN 36-2152202 NONE | Legal; Direct payment from the plan Service code 29 | — | $558K |
| HORIZON ACTUARIAL SERVICES INC. EIN 26-1370698 NONE | Direct payment from the plan; Actuarial; Consulting (general) Service code 11 | — | $410K |
| SCHWARTZ, STEINSAPIR, DOHRMANN EIN 95-2077781 NONE | Legal; Direct payment from the plan Service code 29 | — | $284K |
| BARRY MITCHELL DDS EIN 95-3919508 NONE | Consulting (general); Direct payment from the plan Service code 16 | — | $248K |
| ALAN WEISS DDS EIN 95-3923895 NONE | Direct payment from the plan; Consulting (general) Service code 16 | — | $244K |
| INCOME RESEARCH & MANAGEMENT EIN 04-2955404 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $211K |
| SCHNIEROW DENTAL CARE EIN 95-2969727 NONE | Consulting (general); Direct payment from the plan Service code 16 | — | $201K |
| ZAK DENTAL CORP EIN 46-0628390 NONE | Consulting (general); Direct payment from the plan Service code 16 | — | $197K |
| PATTERSON CAPITAL MANAGEMENT EIN 95-3170259 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $176K |
| JOSEPH SABET DDS NONE | Consulting (general); Direct payment from the plan Service code 16 | 1244 7TH ST STE 101 SANTA MONICA, CA 90401 | $113K |
| PODIATRY PLAN INC EIN 82-2040110 NONE | Direct payment from the plan; Consulting (general) Service code 16 | — | $108K |
| SMITH COMMUNICATIONS PARTNERS EIN 20-2894624 NONE | Other fees; Direct payment from the plan Service code 50 | — | $105K |
| WELLS FARGO BANK NA NONE | Direct payment from the plan; Other services Service code 49 | 2030 MAIN ST 7TH FL IRVINE, CA 92614 | $103K |
| MILLER KAPLAN ARASE LLP EIN 95-2036255 NONE | Accounting (including auditing); Direct payment from the plan Service code 10 | — | $84K |
| SHENKMAN CAPITAL NONE | Investment management fees paid directly by plan; Investment management Service code 28 | 461 FIFTH AVE 22ND FL NEW YORK, NY 10017 | $81K |
| MEKETA INVESTMENT GROUP EIN 04-2659023 NONE | Direct payment from the plan; Investment advisory (plan) Service code 27 | — | $69K |
| CHANGE HEALTHCARE SOLUTIONS LLC EIN 20-5716594 NONE | Consulting (general); Direct payment from the plan Service code 16 | — | $66K |
| SUMMIT FINANCIAL RESOURCES INC NONE | Investment management fees paid directly by plan; Investment advisory (plan) Service code 27 | 4 CAMPUS DR PARSIPPANY, NJ 07054 | $58K |
| KEYBANK NATIONAL ASSOCIATION EIN 34-0797057 NONE | Investment management; Direct payment from the plan Service code 28 | — | $53K |
| STATE STREET GLOBAL ADVISORS EIN 81-4017137 NONE | Custodial (securities); Custodial (other than securities); Investment management fees paid directly by plan Service code 18 | — | $36K |
| JULIAN SINGER DDS EIN 95-3081823 NONE | Consulting (general); Direct payment from the plan Service code 16 | — | $29K |
| AMERICAN HEALTH HOLDING EIN 31-1368946 NONE | Consulting (general); Direct payment from the plan Service code 16 | — | $28K |
| OPTUM 360 SERVICES, INC EIN 46-3983926 NONE | Consulting (general) Service code 16 | — | $24K |
| RELYCO NONE | Other services Service code 49 | 121 BROADWAY DOVER, NH 03820 | $14K |
| NORTHERN TRUST CORPORATION EIN 36-2723087 NONE | Soft dollars commissions; Investment management fees paid directly by plan; Trustee (bank, trust company, or similar financial institution); Investment management fees paid indirectly by plan; Investment management Service code 21 | — | $10K |
| MARSH & MCLENNAN AGENCY, INC. EIN 36-1436000 NONE | Insurance agents and brokers Service code 22 | — | $0 |
| OPTUM RX, INC. EIN 33-0441200 NONE | Direct payment from the plan; Float revenue; Claims processing; Other fees Service code 12 | — | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 39,516 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 16,547 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 0 | Vested but not currently using benefits. |
| Total participants (= "Plan participants" tile) | 56,063 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical)(2 contracts, 2 carriers) | KAISER FOUNDATION HEALTH PLAN INC. | 34,446 | $243.8M |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 34,446 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Broker comp is under 1% of premium on a >$1M plan. Plan may be flying solo or paying a flat fee — consultant sales target.
Filing reports zero broker compensation on a plan over 100 participants. Likely direct-write or unreported — worth a knock.