| Broker | Address | Carrier | Commissions | Fees | Total comp | % of premium |
|---|---|---|---|---|---|---|
| USI INSURANCE SERVICES LLC3 Filed as: USI INSURANCE SERVICES NATIONAL INC | PO BOX 62949 VIRGINIA BEACH, VA 23466 | KAISER FOUNDATION HEALTH PLAN INC | — | $6K | $6K | 0.19% |
| USI INSURANCE SERVICES LLC3 | 601 UNION ST SUITE 1000 SEATTLE, WA 98101 | HARTFORD LIFE AND ACCIDENT | — | $11K | $11K | 1.79% |
| USI INSURANCE SERVICES LLC3 | 21250 HAWTHORNE BLVD. SUITE 380 TORRANCE, CA 90503 | LIFE INSURANCE COMPANY OF NORTH AMERICA | — | $11K | $11K | 1.82% |
| USI INSURANCE SERVICES LLC3 | 21250 HAWTHORNE BLVD. SUITE 380 TORRANCE, CA 90503 | LIFE INSURANCE COMPANY OF NORTH AMERICA | — | $6K | $6K | 1.78% |
| STEVEN RAY GRIFFIN3 | 2000 MORRIS AVE STE 1400 BIRMINGHAM, AL 35203 | UNUM LIFE INSURANCE COMPANY OF AMERICA | $9K | $712 | $10K | 3.35% |
| USI INSURANCE SERVICES LLC3 | 21700 OXNARD ST STE 1200 WOODLAND HILLS, CA 91367 | UNUM LIFE INSURANCE COMPANY OF AMERICA | $9K | $200 | $9K | 3.24% |
| USI INSURANCE SERVICES LLC3 | 21250 HAWTHORNE BLVD. SUITE 380 TORRANCE, CA 90503 | UNUM LIFE INSURANCE COMPANY OF AMERICA | $309 | — | $309 | 0.11% |
| HODGES-MACE BENEFITS GRP INC3 Filed as: HODGES-MACE BENEFITS GRP | 3350 RIVERWOOD PARKWAY STE 80 ATLANTA, GA 30339 | UNUM LIFE INSURANCE COMPANY OF AMERICA | $60 | — | $60 | 0.02% |
| STEVEN RAY GRIFFIN3 | 2000 MORRIS AVE STE 1400 BIRMINGHAM, AL 35203 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | $5K | $365 | $5K | 4.08% |
| HODGES-MACE BENEFITS GRP INC3 Filed as: HODGES-MACE BENEFITS GRP | 3350 RIVERWOOD PARKWAY STE 80 ATLANTA, GA 30339 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | $2K | — | $2K | 1.78% |
| USI INSURANCE SERVICES LLC3 | 21700 OXNARD ST STE 1200 WOODLAND HILLS, CA 91367 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | $2K | $82 | $2K | 1.69% |
| USI INSURANCE SERVICES LLC3 | 21250 HAWTHORNE BLVD. SUITE 380 TORRANCE, CA 90503 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | $998 | — | $998 | 0.77% |
| USI INSURANCE SERVICES LLC3 Filed as: USI INSURANCE SERVICES NATIONAL INC | 21250 HAWTHORNE BLVD. SUITE 380 TORRANCE, CA 90503 | HARTFORD LIFE AND ACCIDENT | — | $1K | $1K | 1.11% |
| USI INSURANCE SERVICES LLC3 | 21250 HAWTHORNE BLVD. SUITE 380 TORRANCE, CA 90503 | CIGNA LIFE INSURANCE COMPANY OF NEW YORK | — | $814 | $814 | 1.94% |
| STEVEN RAY GRIFFIN3 | 2000 MORRIS AVE STE 1400 BIRMINGHAM, AL 35203 | FIRST UNUM LIFE INSURANCE COMPANY | $672 | — | $672 | 3.85% |
| USI INSURANCE SERVICES LLC3 | 21700 OXNARD ST STE 1200 WOODLAND HILLS, CA 91367 | FIRST UNUM LIFE INSURANCE COMPANY | $288 | — | $288 | 1.65% |
| HODGES-MACE BENEFITS GRP INC3 Filed as: HODGES-MACE BENEFITS GRP | 3350 RIVERWOOD PARKWAY STE 80 ATLANTA, GA 30339 | FIRST UNUM LIFE INSURANCE COMPANY | $288 | — | $288 | 1.65% |
| USI INSURANCE SERVICES LLC3 | 21250 HAWTHORNE BLVD. SUITE 380 TORRANCE, CA 90503 | FIRST UNUM LIFE INSURANCE COMPANY | $123 | — | $123 | 0.71% |
No Schedule C service providers reported on this filing.
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 2,102 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 39 | Continuation coverage (COBRA, retiree health). |
| Total participants (= "Plan participants" tile) | 2,141 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical) | KAISER FOUNDATION HEALTH PLAN INC | 516 | $3.3M |
| Dental | CIGNA HEALTH AND LIFE INSURANCE COMPANY AND AFFILIATES | 1,573 | $1.1M |
| Vision | VISION SERVICE PLAN | 1,496 | $188K |
| Life insurance(3 contracts, 3 carriers) | HARTFORD LIFE AND ACCIDENT | 2,082 | $744K |
| Short-term disability | LIFE INSURANCE COMPANY OF NORTH AMERICA | 1,510 | $314K |
| Long-term disability | LIFE INSURANCE COMPANY OF NORTH AMERICA | 2,200 | $587K |
| Prescription drug | KAISER FOUNDATION HEALTH PLAN INC | 516 | $3.3M |
| Other(3 contracts, 3 carriers) | UNUM LIFE INSURANCE COMPANY OF AMERICA | 2,082 | $423K |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 2,200 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Primary broker changed. Recently changed advisors; vulnerable to a second-look pitch or hostile takeover.