No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| NORTHWEST ADMINISTRATORS, INC. EIN 91-0680697 NONE | Direct payment from the plan; Investment management fees paid directly by plan; Investment management; Contract Administrator Service code 13 | — | $3.0M |
| ANTHEM BLUE CROSS EIN 95-4331852 NONE | Direct payment from the plan; Claims processing; Float revenue; Recordkeeping and information management (computing, tabulating, data processing, etc.); Other services Service code 12 | — | $856K |
| MILLIMAN EIN 91-0675641 NONE | Consulting (general); Direct payment from the plan; Actuarial Service code 11 | — | $211K |
| BARLOW COUGHRAN MORALES & JOSEPHSON EIN 91-0889948 NONE | Legal; Direct payment from the plan Service code 29 | — | $93K |
| WITHUMSMITH+BROWN, PC EIN 22-2027092 NONE | Accounting (including auditing); Direct payment from the plan Service code 10 | — | $88K |
| EXPRESS SCRIPTS, INC. EIN 43-1420563 NONE | Claims processing; Direct payment from the plan Service code 12 | — | $86K |
| J.P. MORGAN INVESTMENT MGMT INC. EIN 13-3200244 NONE | Investment management fees paid directly by plan; Investment management; Investment advisory (plan) Service code 27 | — | $61K |
| WILMINGTON TRUST, NA EIN 16-1486454 NONE | Direct payment from the plan; Float revenue; Custodial (securities) Service code 19 | — | $57K |
| MILLER KAPLAN ARASE LLP EIN 95-2036255 NONE | Accounting (including auditing); Direct payment from the plan Service code 10 | — | $54K |
| ALAN BILLER & ASSOCIATES, INC. EIN 94-2854958 NONE | Investment advisory (plan); Direct payment from the plan Service code 27 | — | $41K |
| WELLS FARGO BANK, N.A. EIN 91-1347393 NONE | Direct payment from the plan Service code 50 | — | $33K |
| VISION SERVICE PLAN EIN 94-1632821 NONE | Claims processing; Direct payment from the plan Service code 12 | — | $30K |
| SERVICE PRINTING EIN 91-0830372 NONE | Other services; Direct payment from the plan Service code 49 | — | $16K |
| K&H PRINTERS EIN 91-0531929 NONE | Other services; Direct payment from the plan Service code 49 | — | $15K |
| PATRICK D KELLY TRUSTEE | Trustee (individual); Direct payment from the plan Service code 20 | 225 S LAKE AVE STE 1200 PASADENA, CA 91101 | $10K |
| MEDICAL REVIEW INSTITUTE OF AMERICA EIN 87-0515201 NONE | Direct payment from the plan; Consulting (general) Service code 16 | — | $10K |
| RICHARD SAWHILL NONE | Consulting (general); Direct payment from the plan Service code 16 | 7114 INDIANA CT FONTANA, CA 92336 | $8K |
| S&A HORN LIMITED EIN 94-3249244 NONE | Insurance agents and brokers; Insurance brokerage commissions and fees Service code 22 | — | $8K |
| PETE ROKICH TRUSTEE | Direct payment from the plan; Trustee (individual) Service code 20 | 225 S LAKE AVE STE 1200 PASADENA, CA 91101 | $7K |
| SLEEPAP SOLUTIONS EIN 88-4388011 NONE | Other services; Direct payment from the plan Service code 49 | — | $6K |
| ABRACADABRA PRINTING EIN 86-3913400 NONE | Copying and duplicating; Direct payment from the plan Service code 36 | — | $6K |
| THE HOUSE OF PRINTING EIN 95-2234833 NONE | Direct payment from the plan; Other services Service code 49 | — | $6K |
| DOUG RUYGROK TRUSTEE | Direct payment from the plan; Trustee (individual) Service code 20 | 225 S LAKE AVE STE 1200 PASADENA, CA 91101 | $5K |
| MICHAEL A SIMEONE TRUSTEE | Direct payment from the plan; Trustee (individual) Service code 20 | 225 S LAKE AVE STE 1200 PASADENA, CA 91101 | $5K |
| THOMAS C WALTERS TRUSTEE | Trustee (individual); Direct payment from the plan Service code 20 | 225 S LAKE AVE STE 1200 PASADENA, CA 91101 | $5K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 2,239 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 2,145 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 0 | Vested but not currently using benefits. |
| Total participants (= "Plan participants" tile) | 4,384 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical)(11 contracts, 7 carriers) | KAISER FOUNDATION HEALTH PLAN INC. | 1,686 | $41.4M |
| Dental | LIBERTY DENTAL PLAN OF CALIFORNIA, INC. | 203 | $83K |
| Life insurance | RELIASTAR LIFE INSURANCE COMPANY | 2,189 | $183K |
| Other | RELIASTAR LIFE INSURANCE COMPANY | 2,189 | $183K |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 2,189 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Broker comp is under 1% of premium on a >$1M plan. Plan may be flying solo or paying a flat fee — consultant sales target.
Premium per covered life exceeds 2× the peer median for this NAICS + size cohort. Either richly-funded plan or struggling with a bad rate.
Filing reports zero broker compensation on a plan over 100 participants. Likely direct-write or unreported — worth a knock.