| Broker | Address | Carrier | Commissions | Fees | Total comp | % of premium |
|---|---|---|---|---|---|---|
| MARSH & MCLENNAN AGENCY LLC3 Filed as: TRION GRP A MARSH & MCLENNAN AGENCY | 2300 RENAISSANCE BLVD KING OF PRUSSIA, PA 194062772 | METROPOLITAN LIFE INSURANCE COMPANY | $9K | $54K | $62K | 2.64% |
| WORTHAM SAN ANTONIO INC3 Filed as: JOHN L WORTHAM & SON LP | PO BOX 301598 DALLAS, TX 753031598 | METROPOLITAN LIFE INSURANCE COMPANY | — | $26K | $26K | 1.11% |
| MARSH & MCLENNAN AGENCY LLC3 Filed as: MARSH USA INC | P. O. BOX 1388 HOUSTON, TX 772511388 | METROPOLITAN LIFE INSURANCE COMPANY | $9K | $24 | $9K | 0.38% |
| MARSH & MCLENNAN AGENCY LLC3 Filed as: TRION GROUP A MARSH & MCLENNAN AGEN | 2300 RENAISSANCE BLVD KING OF PRUSSIA, PA 194062772 | UNUM LIFE INSURANCE COMPANY OF AMERICA | $18K | $7K | $26K | 3.34% |
| TAYLOR, CHRISTOPHER G3 | 718 WESTCOTT ST HOUSTON, TX 77007 | UNUM LIFE INSURANCE COMPANY OF AMERICA | $20K | $3K | $23K | 3.01% |
| MARSH & MCLENNAN AGENCY LLC3 Filed as: MARSH USA, INC. | 1225 17TH STREET, STE 1300 DENVER, CO 80202 | ZURICH AMERICAN INSURANCE COMPANY | $16K | — | $16K | 9.75% |
| MARSH & MCLENNAN AGENCY LLC3 Filed as: MARSH WORTHAM | 2727 ALLEN PARKWAY HOUSTON, TX 75251 | ZURICH AMERICAN INSURANCE COMPANY | $7K | — | $7K | 4.30% |
| REUBEN WARNER ASSOCIATES, INC.3 | 1655 RICHMOND AVENUE STATEN ISLAND, NY 10314 | ZURICH AMERICAN INSURANCE COMPANY | — | $7K | $7K | 4.30% |
| TAYLOR, CHRISTOPHER G3 | 718 WESTCOTT ST HOUSTON, TX 77007 | UNUM LIFE INSURANCE COMPANY OF AMERICA | $3K | $466 | $4K | 3.21% |
| MARSH & MCLENNAN AGENCY LLC3 Filed as: TRION GROUP A MARSH & MCLENNAN AGEN | 2300 RENAISSANCE BLVD KING OF PRUSSIA, PA 194062772 | UNUM LIFE INSURANCE COMPANY OF AMERICA | $1K | $496 | $2K | 1.56% |
| MARSH & MCLENNAN AGENCY LLC3 Filed as: MARSH USA, INC. | 1225 17TH STREET, STE 1300 DENVER, CO 80202 | ZURICH AMERICAN INSURANCE COMPANY | $5K | — | $5K | 6.55% |
| REUBEN WARNER ASSOCIATES, INC.3 | 1655 RICHMOND AVENUE STATEN ISLAND, NY 10314 | ZURICH AMERICAN INSURANCE COMPANY | — | $2K | $2K | 2.96% |
| MARSH & MCLENNAN AGENCY LLC3 Filed as: MARSH WORTHAM | 2727 ALLEN PARKWAY HOUSTON, TX 75251 | ZURICH AMERICAN INSURANCE COMPANY | $2K | — | $2K | 2.84% |
| MARSH & MCLENNAN AGENCY LLC3 Filed as: MARSH WORTHAM | 2727 ALLEN PARKWAY HOUSTON, TX 75251 | ZURICH AMERICAN INSURANCE COMPANY | $9K | — | $9K | 15.00% |
| REUBEN WARNER ASSOCIATES, INC.3 Filed as: REUBEN WARNER ASSOCIATES, INC | 1655 RICHMOND AVENUE STATEN ISLAND, NY 10314 | ZURICH AMERICAN INSURANCE COMPANY | — | $9K | $9K | 15.00% |
No Schedule C service providers reported on this filing.
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 0 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 0 | Continuation coverage (COBRA, retiree health). |
| Total participants (= "Plan participants" tile) | 0 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Life insurance(3 contracts) | METROPOLITAN LIFE INSURANCE COMPANY | 0 | $2.9M |
| Long-term disability(2 contracts) | UNUM LIFE INSURANCE COMPANY OF AMERICA | 0 | $876K |
| Other(3 contracts) | ZURICH AMERICAN INSURANCE COMPANY | 0 | $303K |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 0 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Primary broker changed. Recently changed advisors; vulnerable to a second-look pitch or hostile takeover.
Broker compensation exceeds 5% of premium. Either a small-plan minimum-fee dynamic or an inefficient broker structure ripe for a counter-bid.