| Broker | Address | Carrier | Commissions | Fees | Total comp | % of premium |
|---|---|---|---|---|---|---|
| PROFESSIONAL ENROLLMENT CONCEPTS3 | 6200 SAVOY DR STE 345 HOUSTON, TX 770363300 | METROPOLITAN LIFE INSURANCE COMPANY | $17K | — | $17K | 13.20% |
| ALLEN BAKER3 | 6200 SAVOY DR STE 345 HOUSTON, TX 770363300 | METROPOLITAN LIFE INSURANCE COMPANY | $740 | — | $740 | 0.58% |
| BRENNAN BAKER3 | 6200 SAVOY DR STE 345 HOUSTON, TX 770363300 | METROPOLITAN LIFE INSURANCE COMPANY | $490 | — | $490 | 0.38% |
| ALLIANT INSURANCE SERVICES, INC.3 Filed as: ALLIANT INS SERVICES INC | 5444 WESTHEIMER DR ST 900 HOUSTON, TX 770565306 | METROPOLITAN LIFE INSURANCE COMPANY | $96 | $89 | $185 | 0.14% |
| BRANDON PENKO3 | 4927 MAGNOLIA BEND DR ROSHARON, TX 775836093 | METROPOLITAN LIFE INSURANCE COMPANY | $7 | — | $7 | 0.01% |
| BRYAN INGLIS3 | 6122 GARDEN LAKES LN SUGAR LAND, TX 774793789 | METROPOLITAN LIFE INSURANCE COMPANY | $3 | — | $3 | 0.00% |
| ALLIANT INSURANCE SERVICES, INC.3 Filed as: ALLIANT INS SERVICES, INC | 5444 WESTHEIMER RD STE 900 HOUSTON, TX 770565306 | METROPOLITAN LIFE INSURANCE COMPANY | — | -$2 | -$2 | -0.00% |
| PROFESSIONAL ENROLLMENT CONCEPTS3 | 6200 SAVOY DR, STE 345 HOUSTON, TX 77036 | METROPOLITAN LIFE INSURANCE COMPANY | $17K | — | $17K | 20.97% |
| ALLEN BAKER3 | 6200 SAVOY D, STE 345 HOUSTON, TX 77036 | METROPOLITAN LIFE INSURANCE COMPANY | $653 | — | $653 | 0.82% |
| BRENNAN BAKER3 | 6200 SAVOY DR. STE 345 HOUSTON, TX 77063 | METROPOLITAN LIFE INSURANCE COMPANY | $429 | — | $429 | 0.54% |
| ALLIANT INSURANCE SERVICES, INC.3 Filed as: ALLIANT INS SERVICES INC | 5444 WESTHEIMER RD STE 900 HOUSTON, TX 770565306 | METROPOLITAN LIFE INSURANCE COMPANY | $113 | $89 | $202 | 0.25% |
| BRANDON PENKO3 | 4927 MAGNOLIA BEND DR ROSHARON, TX 775836093 | METROPOLITAN LIFE INSURANCE COMPANY | $12 | — | $12 | 0.02% |
| BRYAN INGLIS3 | 6122 GARDEN LAKES LN SUGAR LAND, TX 774793789 | METROPOLITAN LIFE INSURANCE COMPANY | $5 | — | $5 | 0.01% |
| ALLIANT INSURANCE SERVICES, INC.3 Filed as: ALLIANT INS SERVICES, INC | 5444 WESTHEIMER RD. STE 900 HOUSTON, TX 770565306 | METROPOLITAN LIFE INSURANCE COMPANY | — | -$4 | -$4 | -0.01% |
| ALLIANT INSURANCE SERVICES, INC.3 Filed as: ALLIANT INSURANCE SERVICES | 707 B SR FL 6 SAN DIEGO, CA 921018156 | VISION SERVICE PLAN | — | — | $0 | 0.00% |
| ALLIANT INSURANCE SERVICES, INC.3 | 5444 WESTHEIMER RD. SUITE 900 HOUSTON, TX 77056 | THE GUARDIAN LIFE INSURANCE COMPANY | — | — | $0 | 0.00% |
| ALLIANT INSURANCE SERVICES, INC.3 Filed as: ALLIANT INSURANCE SERVICES HOUSTON | 5847 SAN FELIPE #2750 HOUSTON, TX 77057 | FEDERAL INSURANCE COMPANY | — | — | $0 | 0.00% |
No Schedule C service providers reported on this filing.
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 856 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 41 | Continuation coverage (COBRA, retiree health). |
| Total participants (= "Plan participants" tile) | 897 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical)(3 contracts, 2 carriers) | BLUE CROSS BLUE SHIELD OF TEXAS | 1,505 | $6.4M |
| Dental | THE GUARDIAN LIFE INSURANCE COMPANY | 680 | $30K |
| Vision | VISION SERVICE PLAN | 599 | $77K |
| Life insurance | STANDARD INSURANCE COMPANY | 519 | $259K |
| Other | FEDERAL INSURANCE COMPANY | 0 | $11K |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 1,505 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Primary broker changed. Recently changed advisors; vulnerable to a second-look pitch or hostile takeover.
Broker comp is under 1% of premium on a >$1M plan. Plan may be flying solo or paying a flat fee — consultant sales target.
Top carrier holds >85% of premium. If that carrier hits a rate increase, the entire plan moves.