No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| UNITED HEALTHCARE INSURANCE COMPANY EIN 36-2739571 PARTY-IN-INTEREST | Other fees; Consulting (general); Participant communication; Other services; Contract Administrator; Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the plan; Claims processing Service code 12 | — | $431K |
| EMPYREAN BENEFIT SOLUTIONS EIN 20-3029813 PARTY-IN-INTEREST | Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the plan; Participant communication Service code 15 | — | $231K |
| EXTEND HEALTH EIN 26-0775680 PARTY-IN-INTEREST | Recordkeeping and information management (computing, tabulating, data processing, etc.); Claims processing; Participant communication; Direct payment from the plan Service code 12 | — | $87K |
| MCKINLEY CAPITAL MANAGEMENT, LLC EIN 92-0136349 PARTY-IN-INTEREST | Investment management fees paid directly by plan; Investment management; Soft dollars commissions; Securities brokerage commissions and fees; Named fiduciary Service code 28 | — | $72K |
| BOKF, NA DBA BANK OF OKLAHOMA EIN 73-0780382 PARTY-IN-INTEREST | Trustee (bank, trust company, or similar financial institution); Investment management; Investment advisory (plan); Named fiduciary; Investment management fees paid indirectly by plan; Recordkeeping and information management (computing, tabulating, data processing, etc.); Shareholder servicing fees; Trustee (directed); Other services; Trustee (discretionary); Other fees; Distribution (12b-1) fees Service code 15 | — | $61K |
| AXIOM INTERNATIONAL INVESTORS, LLC EIN 13-4021938 PARTY-IN-INTEREST | Investment management; Named fiduciary; Securities brokerage commissions and fees; Soft dollars commissions; Investment management fees paid directly by plan Service code 28 | — | $56K |
| STATE STREET GLOBAL ADVISORS EIN 04-1867445 PARTY-IN-INTEREST | Investment management fees paid directly by plan; Named fiduciary; Soft dollars commissions; Securities brokerage; Investment management Service code 28 | — | $50K |
| ALLIANCE BERNSTEIN EIN 13-4064930 PARTY-IN-INTEREST | Other investment fees and expenses; Investment management; Investment management fees paid directly by plan; Named fiduciary Service code 28 | — | $41K |
| MERCER INVESTMENT MANAGEMENT EIN 30-0282430 PARTY-IN-INTEREST | Named fiduciary; Other services; Consulting (general); Other fees; Investment management fees paid directly by plan Service code 16 | — | $16K |
| HEWITT ASSOCIATES, LLC EIN 36-2235791 PARTY-IN-INTEREST | Consulting (general); Direct payment from the plan; Other services; Other fees; Actuarial Service code 11 | — | $7K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 0 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 3,297 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 103 | Vested but not currently using benefits. |
| Total participants (= "Plan participants" tile) | 3,400 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Life insurance | MINNESOTA LIFE INSURANCE COMPANY | 2,612 | $918K |
| Other | UNITED BEHAVIORAL HEALTH DBA OPTUM | 462 | $13K |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 2,612 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Top carrier holds >85% of premium. If that carrier hits a rate increase, the entire plan moves.
Filing reports zero broker compensation on a plan over 100 participants. Likely direct-write or unreported — worth a knock.
Schedule A presence shifted between filings (insured ↔ self-funded, or new contracts added/removed). Capture the transition window.