No insurance carriers on this filing. Self-funded welfare plans typically pay TPAs and PBMs through Schedule C, not Schedule A.
No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| NORTHWESTERN MUTUAL WEALTH MGMT CO. EIN 39-2018056 NONE | Redemption fees; Other investment fees and expenses; Investment management fees paid indirectly by plan; Investment advisory (plan); Other services Service code 27 | — | $129K |
| EMPLOYEE A EIN 58-2308503 EMPLOYEE | Direct payment from the plan; Employee (plan) Service code 30 | — | $111K |
| EMPLOYEE B EIN 58-2308503 EMPLOYEE | Employee (plan); Direct payment from the plan Service code 30 | — | $95K |
| EMPLOYEE C EIN 58-2308503 EMPLOYEE | Employee (plan); Direct payment from the plan Service code 30 | — | $87K |
| EMPLOYEE D EIN 58-2308503 EMPLOYEE | Employee (plan); Direct payment from the plan Service code 30 | — | $50K |
| CARR RIGGS & INGRAM, LLC EIN 72-1396621 NONE | Direct payment from the plan; Accounting (including auditing) Service code 10 | — | $45K |
| MAGENIC, INC. EIN 41-1813229 NONE | Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.) Service code 15 | — | $37K |
| AFS ADVISORS, LLC EIN 27-4398433 NONE | Direct payment from the plan; Consulting (general) Service code 16 | — | $25K |
| FERENCZY BENEFITS LAW GROUP EIN 45-4623632 NONE | Legal; Direct payment from the plan Service code 29 | — | $12K |
| TRUSTEE A EIN 58-2308503 MEMBER OF BOARD TRUSTEES | Direct payment from the plan; Trustee (individual) Service code 20 | — | $11K |
| SAGEVIEW ADVISORY GROUP, LLC EIN 33-0818667 NONE | Investment advisory (plan); Direct payment from the plan Service code 27 | — | $9K |
| TRUSTEE B EIN 58-2308503 MEMBER OF BOARD TRUSTEES | Trustee (individual); Direct payment from the plan Service code 20 | — | $6K |
| TRUSTEE C EIN 58-2308503 MEMBER OF BOARD TRUSTEES | Trustee (individual); Direct payment from the plan Service code 20 | — | $6K |
| TRUSTEE D EIN 58-2308503 MEMBER OF BOARD TRUSTEES | Direct payment from the plan; Trustee (individual) Service code 20 | — | $6K |
| TRUSTEE E EIN 58-2308503 MEMBER OF BOARD TRUSTEES | Direct payment from the plan; Trustee (individual) Service code 20 | — | $5K |
| NORTHWESTERN MUTUAL INVESTMENT SERV EIN 52-2114207 NONE | Other investment fees and expenses Service code 72 | — | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 13,590 | Currently employed and enrolled or eligible. |
| Total participants (= "Plan participants" tile) | 13,590 | Active + retired/separated + beneficiaries. No dependents. |
No Schedule A insurance contracts on this filing — typical of fully self-funded plans, where the only headcount is the Form 5500 number above.
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Self-funded plan with no stop-loss carrier attached. Catastrophic-risk exposure; stop-loss specialist sales target.