| Broker | Address | Carrier | Commissions | Fees | Total comp | % of premium |
|---|---|---|---|---|---|---|
| LION STREET FINANCIAL LLC3 | 515 CONGRESS AVE, STE 2500 AUSTIN, TX 78701 | GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY | $624 | $0 | $624 | — |
| Provider | Services | Address | Compensation |
|---|---|---|---|
| LION STREET FINANCIAL LLC BROKER / ADVISOR | Other commissions Service code 55 | 515 CONGRESS AVE STE 2500 AUSTIN, TX 78701 | $18K |
| GREAT-WEST LIFE & ANNUITY INSURANCE RECORDKEEPER | Recordkeeping fees Service code 64 | 8515 EAST ORCHARD ROAD GREENWOOD VILLAGE, CO 80111 | $11K |
| WIDMER ROEL PC AUDITOR | Accounting (including auditing) Service code 10 | 4334 18TH AVE S STE 101 FARGO, ND 58103 | $11K |
| ASCENSUS HOLDINGS INC DBA FUTUREPLA CONTRACT ADMIN | Contract Administrator Service code 13 | 101 W BROADWAY STE 1420 SAN DIEGO, CA 92101 | $6K |
| GOLDLEAF PARTNERS SERVICES CONTRACT ADMIN | Contract Administrator Service code 13 | PO BOX 55757 BOSTON, MA 02205 | $3K |
| ADVISED ASSETS GROUP, LLC INVESTMENT MANAGEMENT | Investment management Service code 28 | 8515 EAST ORCHARD ROAD GREENWOOD VILLAGE, CO 80111 | $2K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 94 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 3 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 66 | Vested but not currently using benefits. |
| Beneficiaries receiving benefits | 0 | Spouses or dependents with eligibility independent of the participant. |
| Total participants (= "Plan participants" tile) | 163 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Life insurance | GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY | 7 | $0 |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 7 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
No prospect flags tripped on this filing.