| Broker | Address | Carrier | Commissions | Fees | Total comp | % of premium |
|---|---|---|---|---|---|---|
| WINSTON FINANCIAL SERVICES3 Filed as: WINSTON FINANCIAL SERVICES INC. | 2399 HWY 34 SOUTH UNIT C2 MANASQUAN, NJ 08736 | TRANSAMERICA LIFE INSURANCE COMPANY | $3K | — | $3K | 0.17% |
| EOI SERVICE COMPANY INC3 Filed as: EOI SERVICE COMPANY INC. | 1820 EAST 1ST STREET SUITE 400 SANTA ANA, CA 92705 | TRANSAMERICA LIFE INSURANCE COMPANY | $2K | — | $2K | 0.14% |
| EOI SERVICE COMPANY INC3 Filed as: EOI SERVICE COMPANY, INC. | 1820 EAST 1ST STREET SUITE 400 SANTA ANA, CA 92705 | TRANSAMERICA LIFE INSURANCE COMPANY | $2K | — | $2K | 0.14% |
| WINSTON FINANCIAL SERVICES3 Filed as: WINSTON FINANCIAL SERVICES INC. | 2399 HWY 34 SOUTH UNIT C2 MANASQUAN, NJ 08736 | TRANSAMERICA LIFE INSURANCE COMPANY | $2K | — | $2K | 0.10% |
| DWIGHT L PIERCE3 Filed as: DWIGHT PIERCE | BENEFITS TECHNOLOGIES DIV 15, LLC 4500 BLACK ROCK RD, 3RD FLOOR HAMPSTEAD, MD 21074 | TRANSAMERICA LIFE INSURANCE COMPANY | $2K | — | $2K | 0.10% |
| DWIGHT L PIERCE3 Filed as: DWIGHT PIERCE | BENEFITS TECHNOLOGIES DIV 15, LLC 4500 BLACK ROCK RD, 3RD FLOOR HAMPSTEAD, MD 21074 | TRANSAMERICA LIFE INSURANCE COMPANY | $2K | — | $2K | 0.10% |
| JOSEPH SHELTON3 | PO BOX 492 UNION CITY, TN 38281 | TRANSAMERICA LIFE INSURANCE COMPANY | $1K | — | $1K | 0.09% |
| ROBERT SCHWARZ3 | 5 YAZOO COVE MAUMELLE, AZ 72113 | TRANSAMERICA LIFE INSURANCE COMPANY | $1K | — | $1K | 0.09% |
| LEONARD TOMPKINS3 | 4401 SECLUDED HILLS DRIVE LITTLE ROCK, AR 72223 | TRANSAMERICA LIFE INSURANCE COMPANY | $1K | — | $1K | 0.08% |
| RICHARD D BARRY3 Filed as: RICHARD BARRY | 4710 CREEK POINT LANE SIGNAL MOUNTAIN, TN 37377 | TRANSAMERICA LIFE INSURANCE COMPANY | $861 | — | $861 | 0.06% |
| WINSTON FINANCIAL SERVICES3 Filed as: WINSTON FINANCIAL SERVICES INC. | 2399 HWY 34 SOUTH UNIT C2 MANASQUAN, NJ 08736 | TRANSAMERICA LIFE INSURANCE COMPANY | $824 | — | $824 | 0.05% |
| EOI SERVICE COMPANY INC3 Filed as: EOI SERVICE COMPANY, INC. | 1820 EAST 1ST STREET SUITE 400 SANTA ANA, CA 92705 | TRANSAMERICA LIFE INSURANCE COMPANY | $750 | — | $750 | 0.05% |
| THE DEXHEIMER COMPANY3 | 350 S. FIGUERORA ST STE 950 LOS ANGELES, CA 90071 | TRANSAMERICA LIFE INSURANCE COMPANY | $526 | — | $526 | 0.03% |
| DWIGHT L PIERCE3 Filed as: DWIGHT PIERCE | BENEFITS TECHNOLOGIES DIV 15, LLC 4500 BLACK ROCK RD 3RD FLOOR HAMPSTEAD, MD 21074 | TRANSAMERICA LIFE INSURANCE COMPANY | $332 | — | $332 | 0.02% |
| MARIO ALBANO3 | 5236 OLDE SCHOOL DRIVE HICKORY, NC 28602 | TRANSAMERICA LIFE INSURANCE COMPANY | $137 | — | $137 | 0.01% |
| WORLD FINANCIAL GRP INS AGENCY INC.3 | 11315 JOHNS CREEK PKWY DULUTH, GA 30097 | TRANSAMERICA LIFE INSURANCE COMPANY | $46 | — | $46 | 0.00% |
| THOMAS E LEONARD JR3 Filed as: THOMAS BURKE | 4840 NORTH RIVER BLVD NE SUITE 100 CEDAR RAPIDS, IA 52411 | TRANSAMERICA LIFE INSURANCE COMPANY | $40 | — | $40 | 0.00% |
| JEFFREY HILLEMAN3 | 4840 N RIVER BLVD NE SUITE 200 CEDAR RAPIDS, IA 52411 | TRANSAMERICA LIFE INSURANCE COMPANY | $37 | — | $37 | 0.00% |
| MICHAEL C CHAPMAN3 Filed as: MICHAEL CHAPMAN | 2150 PORTWOOD WAY FORT WORTH, TX 76179 | TRANSAMERICA LIFE INSURANCE COMPANY | $15 | — | $15 | 0.00% |
| INNOVATIVE SOLUTIONS3 Filed as: INNOVATIVE SOLUTION INS SERVICES | 200 N SEPULVEDA BLVD STE 900 EL SEGUNDO, CA 90245 | TRANSAMERICA LIFE INSURANCE COMPANY | $6 | — | $6 | 0.00% |
No Schedule C service providers reported on this filing.
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 11,781 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 8,797 | Continuation coverage (COBRA, retiree health). |
| Total participants (= "Plan participants" tile) | 20,578 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Vision | VISION SERVICE PLAN | 7,809 | $1.6M |
| Life insurance(2 contracts) | TRANSAMERICA LIFE INSURANCE COMPANY | 20,578 | $5.6M |
| Short-term disability(3 contracts, 2 carriers) | TRANSAMERICA LIFE INSURANCE COMPANY | 20,578 | $2.0M |
| Long-term disability | LIFE INSURANCE COMPANY OF NORTH AMERICA | 20,578 | $2.1M |
| Other(2 contracts) | TRANSAMERICA LIFE INSURANCE COMPANY | 1,007 | $2.4M |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 20,578 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Broker comp is under 1% of premium on a >$1M plan. Plan may be flying solo or paying a flat fee — consultant sales target.
Schedule A presence shifted between filings (insured ↔ self-funded, or new contracts added/removed). Capture the transition window.