No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| PUNCH & ASSOC INVESTMENT MANAG EIN 82-0566501 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $95K |
| MURPHY POHLAD ASSET MANAGEMENT EIN 41-1962811 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $40K |
| SCHWAB RETIREMENT PLAN SERVICES,INC EIN 34-1479833 NONE | Direct payment from the plan; Investment advisory (participants); Recordkeeping and information management (computing, tabulating, data processing, etc.); Recordkeeping fees Service code 15 | — | $36K |
| PLANNERS FINANCIAL SERVICES EIN 41-0984446 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $21K |
| KOVITZ INVESTMENT GROUP PARTNE EIN 47-5657416 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $20K |
| LMCG INVESTMENTS LLC EIN 27-0282607 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $20K |
| ADVANCED CAPITAL GROUP INC EIN 41-1921960 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $18K |
| COMPASS CAPITAL MANAGEMENT INC EIN 41-1611668 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $14K |
| BANNERSTONE CAPITAL MANAGEMENT EIN 26-2360041 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $14K |
| DUVAL INVESTMENT GROUP LLC EIN 46-2046525 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $9K |
| CHARLES SCHWAB & CO., INC. EIN 94-1737782 NONE | Float revenue; Shareholder servicing fees; Securities brokerage; Securities brokerage commissions and fees; Direct payment from the plan Service code 33 | — | $8K |
| CAHILL FINANCIAL ADVISORS INC EIN 45-4112505 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $7K |
| CARLSON CAPITAL MANAGEMENT LLC EIN 47-2510641 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $7K |
| INTELLICENTS INVESTMENT EIN 41-1812533 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $6K |
| CHARLES SCHWAB & CO INC. AND AFFILI | Shareholder servicing fees Service code 59 | — | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 529 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 0 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 109 | Vested but not currently using benefits. |
| Beneficiaries receiving benefits | 0 | Spouses or dependents with eligibility independent of the participant. |
| Total participants (= "Plan participants" tile) | 638 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Other | HARTFORD LIFE INSURANCE COMPANY | 0 | $0 |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 0 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
No prospect flags tripped on this filing.