| Broker | Address | Carrier | Commissions | Fees | Total comp | % of premium |
|---|---|---|---|---|---|---|
| GARY W. HARDING3 | 4949 MEADOWS ROAD, SUITE 320 LAKE OSWEGO, OR 97035 | NORTHWESTERN MUTUAL | $2K | $903 | $3K | 2.87% |
| GARTH N. WILDE | 1111 W. JEFFERSON STREET, SUITE 540 BOISE, ID 83702 | NORTHWESTERN MUTUAL | $968 | $224 | $1K | 1.09% |
| WAYNE SAFKA3 | 601 UNION STREET, SUITE 2500 SEATTLE, WA 98101 | NORTHWESTERN MUTUAL | $603 | $139 | $742 | 0.68% |
| CORY A MAHAFFEY3 Filed as: CORY MAHAFFEY | 200 S.W. MARKET, SUITE 1600 PORTLAND, OR 97201 | NORTHWESTERN MUTUAL | $243 | $21 | $264 | 0.24% |
| BAILEY INSURANCE GROUP3 | 1111 W. JEFFERSON STREET, SUITE 54 BOISE, ID 83702 | NORTHWESTERN MUTUAL | $105 | $9 | $114 | 0.10% |
| NEWPORT GROUP3 Filed as: THE NEWPORT GROUP | 300 INTERNATIONAL PKWY., SUITE 270 HEATHROW, FL 32746 | NORTHWESTERN MUTUAL | $70 | $16 | $86 | 0.08% |
| ASLAKSON FINANCIAL GROUP INC.3 Filed as: ASLAKSON FINANCIAL GROUP | 601 UNION STREET, SUITE 2500 SEATTLE, WA 98101 | NORTHWESTERN MUTUAL | $66 | $6 | $72 | 0.07% |
| M SCOTT HENEGAR3 Filed as: M. SCOTT HENAGAR | 333 N. GREENE STREET, SUITE 400 GREENSBORO, NC 27401 | NORTHWESTERN MUTUAL | $4 | $1 | $5 | 0.00% |
| CAROLINA CONDREY GROUP3 | 4020 WEST CHASE BOULEVARD RALEIGH, NC 27607 | NORTHWESTERN MUTUAL | $4 | $1 | $5 | 0.00% |
| GARY W. HARDING3 | 4949 MEADOWS ROAD, SUITE 320 LAKE OSWEGO, OR 97035 | NORTHWESTERN MUTUAL | $789 | $319 | $1K | 2.73% |
| GARTH N. WILDE3 | 1111 W. JEFFERSON STREET, SUITE 540 BOISE, ID 83702 | NORTHWESTERN MUTUAL | $350 | $81 | $431 | 1.06% |
| WAYNE SAFKA3 | 601 UNION STREET, SUITE 2500 SEATTLE, WA 98101 | NORTHWESTERN MUTUAL | $262 | $61 | $323 | 0.80% |
| CORY A MAHAFFEY3 Filed as: CORY MAHAFFEY | 200 S.W. MARKET STREET, SUITE 1600 PORTLAND, OR 97201 | NORTHWESTERN MUTUAL | $83 | $7 | $90 | 0.22% |
| BAILEY INSURANCE GROUP3 | 1111 W. JEFFERSON STREET, SUITE 540 BOISE, ID 83702 | NORTHWESTERN MUTUAL | $37 | $3 | $40 | 0.10% |
| ASLAKSON FINANCIAL GROUP INC.3 Filed as: ASLAKSON FINANCIAL GROUP | 601 UNION STREET, SUITE 2500 SEATTLE, WA 98101 | NORTHWESTERN MUTUAL | $27 | $2 | $29 | 0.07% |
No Schedule C service providers reported on this filing.
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 0 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 29 | Continuation coverage (COBRA, retiree health). |
| Total participants (= "Plan participants" tile) | 29 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Other(2 contracts) | NORTHWESTERN MUTUAL | 21 | $150K |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 21 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Broker compensation exceeds 5% of premium. Either a small-plan minimum-fee dynamic or an inefficient broker structure ripe for a counter-bid.
Schedule A presence shifted between filings (insured ↔ self-funded, or new contracts added/removed). Capture the transition window.