No insurance carriers on this filing. Self-funded welfare plans typically pay TPAs and PBMs through Schedule C, not Schedule A.
No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| MARQUETTE ASSOCIATES, INC. NONE | Investment advisory (plan); Direct payment from the plan Service code 27 | 180 N. LASALLE STE 3500 CHICAGO, IL 60601 | $64K |
| TIC INTERNATIONAL CORPORATIOIN EIN 13-2600875 NONE | Participant communication; Contract Administrator; Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.) Service code 13 | — | $59K |
| CLARKSTON CAPITAL PARTNERS EIN 83-0473650 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $35K |
| NORTHPOINTE CAPITAL, LLC EIN 23-3025935 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $31K |
| SACHS WALDMAN, PROFESSIONAL CORP. EIN 38-1905521 ATTORNEY FOR LOCAL 514 | Legal; Direct payment from the plan Service code 29 | — | $31K |
| REINHART PARTNERS, INC. EIN 39-1126909 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $28K |
| UNITED ACTUARIAL SERVICES EIN 35-2156428 NONE | Actuarial; Direct payment from the plan Service code 11 | — | $25K |
| BRANDYWINE ASSET MANAGEMENT EIN 51-0294065 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $24K |
| SANTA BARBRA ASSET MANAGEMENT, LLC NONE | Investment management; Investment management fees paid directly by plan Service code 28 | 820 STATE STREET, 5TH FLR SANTA BARBARA, CA 93101 | $21K |
| HAMLIN CAPITAL MANAGEMENT, LLC NONE | Investment management; Investment management fees paid directly by plan Service code 28 | 640 FIFTH AVENUE, 6TH FLR NEW YORK, NY 10019 | $19K |
| COMERICA BANK EIN 38-0477375 NONE | Investment management fees paid directly by plan; Custodial (securities) Service code 19 | — | $18K |
| BENDA, GRACE, STULZ & COMPANY, P.C. EIN 38-2284921 NONE | Accounting (including auditing); Direct payment from the plan Service code 10 | — | $18K |
| STEFANSKY, HOLLOWAY AND NICHOLS, PC EIN 38-2388845 NONE | Direct payment from the plan; Accounting (including auditing) Service code 10 | — | $12K |
| JP MORGAN CHASE BANK NONE | Account maintenance fees; Other services; Direct payment from the plan Service code 49 | P.O. BOX 659754 SAN ANTONIO, TX 782659754 | $9K |
| LAZARD ASSET MANAGEMENT NONE | Investment management fees paid directly by plan; Investment management Service code 28 | 30 ROCKEFELLER PLAZA NEW YORK, NY 101126300 | $6K |
| CITIATION FINANCIAL GROUP, L.P. NONE | Securities brokerage; Securities brokerage commissions and fees Service code 33 | 120 BROADWAY 17TH FLOOR NEW YORK, NY 10271 | $5K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 646 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 350 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 616 | Vested but not currently using benefits. |
| Beneficiaries receiving benefits | 97 | Spouses or dependents with eligibility independent of the participant. |
| Total participants (= "Plan participants" tile) | 1,709 | Active + retired/separated + beneficiaries. No dependents. |
No Schedule A insurance contracts on this filing — typical of fully self-funded plans, where the only headcount is the Form 5500 number above.
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Self-funded plan with no stop-loss carrier attached. Catastrophic-risk exposure; stop-loss specialist sales target.