No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| FIFTH THIRD BANK RETIREMENT SERVICE RECORDKEEPER | Recordkeeping fees Service code 64 | 38 FOUNTAIN SQUARE PLAZA CINCINNATI, OH 45263 | $100K |
| SANTA BARBARA ASSET MANAGEMENT FINANCIAL ADVISOR | Investment management Service code 28 | EAST CARRILO ST SUITE 100 SANTA BARBARA, CA 93101 | $18K |
| J.A. GLYNN & CO. FINANCIAL ADVISOR | Investment management Service code 28 | 9841 CLAYTON ROAD ST. LOUIS, MO 63124 | $17K |
| SHENKMAN CAPITAL MANAGEMENT INC FINANCIAL ADVISOR | Investment management Service code 28 | C/O JOSEPH SORENSEN 262 HARBOR DRIVE STAMFORD, CT 06902 | $15K |
| MATRIX ASSET ADVISORS, INC. FINANCIAL ADVISOR | Investment management Service code 28 | 747 THIRD AVE. 31ST FLOOR NEW YORK, NY 10017 | $7K |
| BRECKINRIDGE CAPITAL ADVISORS FINANCIAL ADVISOR | Investment management Service code 28 | C/O VALERIE HANSON 200 HIGH STREET BOSTON, MA 02110 | $7K |
| GROESBECK INVESTMENT MANAGEMENT CO FINANCIAL ADVISOR | Investment management Service code 28 | 12 ROUTE 17 NORTH SUITE 130 PARAMUS, NJ 07652 | $4K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 595 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 4 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 85 | Vested but not currently using benefits. |
| Beneficiaries receiving benefits | 0 | Spouses or dependents with eligibility independent of the participant. |
| Total participants (= "Plan participants" tile) | 684 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Life insurance | C.M. LIFE INSURANCE COMPANY | 2 | $0 |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 2 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Schedule A presence shifted between filings (insured ↔ self-funded, or new contracts added/removed). Capture the transition window.