No insurance carriers on this filing. Self-funded welfare plans typically pay TPAs and PBMs through Schedule C, not Schedule A.
No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES INC EIN 34-1479833 NONE | Investment advisory (participants); Direct payment from the plan; Recordkeeping fees; Recordkeeping and information management (computing, tabulating, data processing, etc.) Service code 15 | — | $685K |
| GOFEN AND GLOSSBERG LLC EIN 36-4143109 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $39K |
| HEINZ GLOBAL ASSET MGMT INC EIN 45-2510991 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $20K |
| MORNINGSTAR INVESTMENT SERVICE EIN 36-3297908 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $16K |
| RMB CAPITAL MANAGEMENT LLC EIN 59-3792751 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $13K |
| HUBER FINANCIAL ADVISORS LLC EIN 46-2591639 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $11K |
| RAYMOND JAMES & ASSOCIATES INC EIN 59-1237041 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $10K |
| CHARLES SCHWAB & CO., INC. EIN 94-1737782 NONE | Float revenue; Shareholder servicing fees; Securities brokerage commissions and fees; Direct payment from the plan; Securities brokerage; Other investment fees and expenses Service code 33 | — | $8K |
| CLS INVESTMENTS LLC EIN 32-0070947 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $7K |
| SIGNATURE INVESTMENT ADVISORS EIN 45-3791510 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $7K |
| OLD WEST INVESTMENT MANAGEMENT EIN 26-3225052 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $6K |
| MACROVIEW INVESTMENT EIN 26-4133685 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $6K |
| CHARLES SCHWAB & CO AND AFFILIATES | Shareholder servicing fees Service code 59 | — | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 1,909 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 0 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 768 | Vested but not currently using benefits. |
| Beneficiaries receiving benefits | 7 | Spouses or dependents with eligibility independent of the participant. |
| Total participants (= "Plan participants" tile) | 2,684 | Active + retired/separated + beneficiaries. No dependents. |
No Schedule A insurance contracts on this filing — typical of fully self-funded plans, where the only headcount is the Form 5500 number above.
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Self-funded plan with no stop-loss carrier attached. Catastrophic-risk exposure; stop-loss specialist sales target.