No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES INC EIN 34-1479833 NONE | Investment advisory (participants); Recordkeeping fees; Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the plan Service code 15 | — | $395K |
| CORIENT PRIVATE WEALTH LLC EIN 88-0967642 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $74K |
| HEINZ GLOBAL ASSET MGMT INC EIN 45-2510991 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $39K |
| GEMMER ASSET MANAGEMENT LLC EIN 94-3317854 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $39K |
| INGALLS & SNYDER LLC EIN 13-5156620 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $33K |
| SAVANT CAPITAL LLC EIN 45-3812777 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $31K |
| MORNINGSTAR INVESTMENT SERVICE EIN 36-4410122 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $30K |
| WEALTH ENHANCEMENT ADVISORY SE EIN 41-2016508 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $20K |
| JMG FINANCIAL GROUP LTD EIN 36-3275370 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $18K |
| BLEAKLEY FINANCIAL GROUP LLC EIN 47-2523848 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $18K |
| BRINKER CAPITAL INVESTMENTS LL EIN 32-0070947 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $18K |
| RAYMOND JAMES & ASSOCIATES INC EIN 59-1237041 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $17K |
| CURI RMB CAPITAL LLC EIN 59-3792751 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $16K |
| GERBER KAWASAKI WEALTH & EIN 27-2274173 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $14K |
| CAPITAL MGMT SERVICES INC EIN 43-1410129 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $13K |
| SIGNATURE INVESTMENT ADVISORS EIN 45-3791510 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $11K |
| MARINER LLC EIN 20-4553256 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $11K |
| FLEXIBLE PLAN INVESTMENTS LTD EIN 38-2340348 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $8K |
| 7SUMMIT ADVISORS LLC EIN 46-5028938 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $8K |
| CHARLES SCHWAB & CO., INC. EIN 94-1737782 NONE | Float revenue; Shareholder servicing fees; Securities brokerage commissions and fees; Securities brokerage; Direct payment from the plan; Other investment fees and expenses Service code 33 | — | $7K |
| DYNAMIC WEALTH ADVISORS EIN 26-3945512 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $5K |
| CHARLES SCHWAB & CO. INC. AND AFFIL | Shareholder servicing fees Service code 59 | — | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 1,762 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 0 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 1,135 | Vested but not currently using benefits. |
| Beneficiaries receiving benefits | 11 | Spouses or dependents with eligibility independent of the participant. |
| Total participants (= "Plan participants" tile) | 2,908 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Life insurance | AXA EQUITABLE | 1 | $0 |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 1 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
No prospect flags tripped on this filing.