No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| SILVERSCRIPT INSURANCE COMPANY EIN 38-0456365 NONE | Contract Administrator; Direct payment from the plan Service code 13 | — | $2.0M |
| AETNA LIFE INSURANCE COMPANY EIN 06-0843803 NONE | Direct payment from the plan; Contract Administrator Service code 13 | — | $995K |
| GROOM LAW GROUP EIN 52-1219029 NONE | Legal; Direct payment from the plan Service code 29 | — | $759K |
| DELTA DENTAL EIN 38-1791480 NONE | Contract Administrator; Direct payment from the plan Service code 13 | — | $533K |
| JPMORGAN INVESTMENT MANAGEMENT, INC EIN 13-3200244 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $294K |
| THE NORTHERN TRUST COMPANY EIN 36-1561860 NONE | Direct payment from the plan; Trustee (bank, trust company, or similar financial institution) Service code 21 | — | $267K |
| WESTFIELD CAPITAL EIN 30-0027188 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $263K |
| COMERICA EIN 34-1778431 NONE | Trustee (bank, trust company, or similar financial institution); Direct payment from the plan Service code 21 | — | $240K |
| JENNISON ASSOCIATES LLC EIN 13-2631108 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $194K |
| CAMBIAR EIN 84-1596610 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $190K |
| HARDING LOEVNER EIN 27-0684167 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $190K |
| SANDS CAPITAL MANAGEMENT EIN 54-1578408 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $163K |
| AON HEWITT CORPORATION EIN 27-2436452 NONE | Consulting (general); Direct payment from the plan Service code 16 | — | $157K |
| EACM ADVISORS, LLC EIN 20-1348795 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $144K |
| SEIX INVESTOR ADVISOR EIN 58-1604573 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $144K |
| SEGAL COMPANY EIN 13-1835864 NONE | Direct payment from the plan; Actuarial Service code 11 | — | $140K |
| INVESCO REIT EIN 76-0387151 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $118K |
| MARSICO CAPITAL MANAGEMENT, LLC EIN 84-1434992 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $117K |
| TEMPLETON INVESTMENT COUNSEL INC. EIN 59-1961621 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $108K |
| VISION SERVICE PLAN EIN 31-0725743 NONE | Direct payment from the plan; Contract Administrator Service code 13 | — | $106K |
| TCW - MIDWEST EIN 13-3749506 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $105K |
| BENEFITS ADMINSTRATIVE SERVICES EIN 34-1627054 NONE | Direct payment from the plan; Contract Administrator Service code 13 | — | $102K |
| C.S. MCKEE LP EIN 25-1900687 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $100K |
| COLUMBIA MGMT INVESTMENT ADVISORS EIN 41-1533211 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $88K |
| FEDERAL INSURANCE COMPANY EIN 13-1963496 NONE | Direct payment from the plan; Insurance agents and brokers Service code 22 | — | $86K |
| EASCOLAW EIN 81-1201033 NONE | Legal; Direct payment from the plan Service code 29 | — | $81K |
| WEDGEWOOD EIN 43-1468106 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $73K |
| BLACKROCK INC. EIN 32-0174431 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $64K |
| CITIGROUP GLOBAL MARKETS EIN 11-2418191 NONE | Direct payment from the plan; Custodial (securities) Service code 19 | — | $60K |
| EAGLE ASSET MANAGEMENT INC. EIN 59-2385219 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $60K |
| FULLER & THALER EIN 94-3176968 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $58K |
| LOOMIS SAYLES EIN 39-6797388 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $54K |
| PIMCO EIN 33-0629048 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $53K |
| PAYFLEX EIN 06-0843803 NONE | Contract Administrator; Direct payment from the plan Service code 13 | — | $52K |
| GW CAPITAL, INC. EIN 68-0204817 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $48K |
| LAZARD ASSET MANAGEMENT EIN 05-0530199 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $44K |
| DONN J VIOLA EIN 26-0698939 NONE | Consulting (general); Direct payment from the plan Service code 16 | — | $42K |
| FRED ALGER MANAGEMENT, INC. EIN 13-2510833 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $33K |
| SAGE ADVISORY SERVICES LTD. EIN 74-2798841 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $33K |
| BDO ACCOUNTING EIN 13-5381590 NONE | Direct payment from the plan; Accounting (including auditing) Service code 10 | — | $32K |
| MELLON CAPITAL MGMT CORPORATION EIN 25-1442864 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $32K |
| MICHAEL LACOUR EIN 26-0699069 NONE | Direct payment from the plan; Consulting (general) Service code 16 | — | $31K |
| OAKTREE CAPITAL MANAGEMENT LLC EIN 95-4521152 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $27K |
| WAYNE KRZYSIAK EIN 45-5572011 NONE | Consulting (general); Direct payment from the plan Service code 16 | — | $26K |
| NORTHERN TRUST INDEX FUNDS EIN 36-2723087 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $24K |
| INVESTC EIN 37-1736857 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $23K |
| DOUGLAS HUNTER EIN 26-0698808 NONE | Direct payment from the plan; Consulting (general) Service code 16 | — | $21K |
| ARISTOTLE CAPITAL MANAGEMENT, LLC EIN 95-4833644 NONE | Direct payment from the plan; Claims processing Service code 12 | — | $12K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 0 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 19,733 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 1,223 | Vested but not currently using benefits. |
| Total participants (= "Plan participants" tile) | 20,956 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical) | AETNA LIFE INSURANCE COMPANY | 24,685 | $34.6M |
| Life insurance(2 contracts) | METROPOLITAN LIFE INSURANCE COMPANY | 13,524 | $5.1M |
| Other(2 contracts) | METROPOLITAN LIFE INSURANCE COMPANY | 13,524 | $5.1M |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 24,685 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Broker comp is under 1% of premium on a >$1M plan. Plan may be flying solo or paying a flat fee — consultant sales target.
Top carrier holds >85% of premium. If that carrier hits a rate increase, the entire plan moves.
Premium per covered life exceeds 2× the peer median for this NAICS + size cohort. Either richly-funded plan or struggling with a bad rate.
Filing reports zero broker compensation on a plan over 100 participants. Likely direct-write or unreported — worth a knock.
Schedule A presence shifted between filings (insured ↔ self-funded, or new contracts added/removed). Capture the transition window.