No insurance carriers on this filing. Self-funded welfare plans typically pay TPAs and PBMs through Schedule C, not Schedule A.
No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY, LLC EIN 36-3145972 NONE | Direct payment from the plan; Investment advisory (plan) Service code 27 | — | $125K |
| BENDA, GRACE, STULZ & COMPANY, P.C. EIN 38-2284921 NONE | Accounting (including auditing); Direct payment from the plan Service code 10 | — | $19K |
| TIC INTERNATIONAL CORPORATION EIN 13-2600875 NONE | Participant communication; Direct payment from the plan; Contract Administrator; Claims processing; Recordkeeping and information management (computing, tabulating, data processing, etc.) Service code 12 | — | $17K |
| ARISTOTLE CAPITAL MANAGEMENT EIN 95-4833644 NONE | Investment management fees paid indirectly by plan; Investment management Service code 28 | — | $0 |
| BOSTON PARTNERS EIN 61-1603964 NONE | Investment management fees paid indirectly by plan; Investment management Service code 28 | — | $0 |
| BOYD WATTERSON NONE | Investment management; Investment management fees paid indirectly by plan Service code 28 | 1801 EAST 9TH STREET CLEVELAND, OH 44144 | $0 |
| GW&K INVESTMENT MANAGEMENT NONE | Investment management fees paid indirectly by plan; Investment management Service code 28 | 222 BERKELEY STREET BOSTON, MA 02116 | $0 |
| JP MORGAN NONE | Investment management; Investment management fees paid indirectly by plan Service code 28 | P.O. BOX 219143 KANSAS CITY, KS 641219143 | $0 |
| LAZARD ASSET MANAGEMENT NONE | Investment management fees paid indirectly by plan; Investment management Service code 28 | 30 ROCKEFELLER PLAZA 58TH NEW YORK, NY 10112 | $0 |
| LOOMIS SAYLES & COMPANY NONE | Investment management fees paid indirectly by plan; Investment management Service code 28 | 655 ATLANTIC AVE BOSTON, MA 02108 | $0 |
| POLEN CAPITAL NONE | Investment management; Investment management fees paid indirectly by plan Service code 28 | 1825 NW CORPORATE BLVD BOCA RATON, FL 33431 | $0 |
| WESTERN ASSET MANAGEMENT EIN 95-2705767 NONE | Investment management; Investment management fees paid indirectly by plan Service code 28 | — | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 1,286 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 1,266 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 48 | Vested but not currently using benefits. |
| Total participants (= "Plan participants" tile) | 2,600 | Active + retired/separated + beneficiaries. No dependents. |
No Schedule A insurance contracts on this filing — typical of fully self-funded plans, where the only headcount is the Form 5500 number above.
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Self-funded plan with no stop-loss carrier attached. Catastrophic-risk exposure; stop-loss specialist sales target.