No insurance carriers on this filing. Self-funded welfare plans typically pay TPAs and PBMs through Schedule C, not Schedule A.
No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| AMERICAN REALTY ADVISORS EIN 33-0123114 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $238K |
| HARDMAN JOHNSTON GLOBL ADVISORS EIN 13-3257590 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $133K |
| LOGAN CAPITAL MANAGEMENT INC EIN 23-2744570 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $91K |
| INVESTMENT PERFORMANCE SERVICES EIN 58-1645832 NONE | Investment advisory (plan); Investment management fees paid directly by plan Service code 27 | — | $88K |
| SAMUEL J. KENISH EIN 23-1990755 EMPLOYEE | Direct payment from the plan; Employee (plan) Service code 30 | — | $77K |
| GREAT LAKES ADVISORS LLC EIN 80-0292839 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $73K |
| BOYD WATERSON ASSETS MANAGEMENT LLC EIN 34-1922005 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $70K |
| CBIZ EIN 22-2769024 NONE | Direct payment from the plan; Actuarial Service code 11 | — | $68K |
| ROTHSCHILD ASSET MANAGEMENT INC EIN 13-2544634 NONE | Soft dollars commissions; Investment management; Investment management fees paid directly by plan Service code 28 | — | $66K |
| PORTFOLIO ADVISORS, LLC EIN 06-1487853 NONE | Investment management; Direct payment from the plan Service code 28 | — | $61K |
| WELLS FARGO BANK, N.A. EIN 94-1347393 NONE | Direct payment from the plan; Custodial (securities) Service code 19 | — | $52K |
| AMALGAMATED BANK OF CHICAGO EIN 36-0721895 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $51K |
| INVESCO TRUST COMPANY EIN 46-3793325 NONE | Soft dollars commissions; Other investment fees and expenses; Investment management fees paid directly by plan; Investment management Service code 28 | — | $47K |
| NOVAK FRANCELLA LLC EIN 61-1436956 NONE | Accounting (including auditing); Direct payment from the plan Service code 10 | — | $45K |
| INTERCONTINENTAL R/E CORP. EIN 04-2895544 NONE | Direct payment from the plan; Investment management Service code 28 | — | $43K |
| ENTRUST PARTNERS LLC EIN 13-4021839 NONE | Investment management fees paid directly by plan; Investment management; Soft dollars commissions Service code 28 | — | $39K |
| CLEARY JOSEM & TRIGIANI LLP EIN 23-2657967 NONE | Legal; Direct payment from the plan Service code 29 | — | $35K |
| CORBIN CAPITAL PARTNERS LP EIN 30-0299433 NONE | Soft dollars commissions; Investment management fees paid directly by plan; Investment management Service code 28 | — | $33K |
| JENNIFER SCHMELTZER EIN 23-1990755 EMPLOYEE | Direct payment from the plan; Employee (plan) Service code 30 | — | $31K |
| AGNES BREEN EIN 23-1990755 EMPLOYEE | Employee (plan); Direct payment from the plan Service code 30 | — | $27K |
| BRANDON KENISH EIN 23-1990755 EMPLOYEE | Direct payment from the plan; Employee (plan) Service code 30 | — | $26K |
| JOANNE CREEDON EIN 23-1990755 EMPLOYEE | Direct payment from the plan; Employee (plan) Service code 30 | — | $26K |
| DONNA DI FRANCESCO EIN 23-1990755 EMPLOYEE | Direct payment from the plan; Employee (plan) Service code 30 | — | $25K |
| MARY C. JONIEC EIN 23-1990755 EMPLOYEE | Direct payment from the plan; Employee (plan) Service code 30 | — | $25K |
| WELLS CAPITAL MANAGEMENT INC EIN 95-3692822 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $22K |
| COZEN OCONNOR EIN 23-1732832 NONE | Legal; Direct payment from the plan Service code 29 | — | $14K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 490 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 1,015 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 602 | Vested but not currently using benefits. |
| Beneficiaries receiving benefits | 329 | Spouses or dependents with eligibility independent of the participant. |
| Total participants (= "Plan participants" tile) | 2,436 | Active + retired/separated + beneficiaries. No dependents. |
No Schedule A insurance contracts on this filing — typical of fully self-funded plans, where the only headcount is the Form 5500 number above.
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
No prospect flags tripped on this filing.