| Broker | Address | Carrier | Commissions | Fees | Total comp | % of premium |
|---|---|---|---|---|---|---|
| ASCENDE, INC.3 Filed as: ASCENDE INC | 2700 POST OAK BLVD FL 25 HOUSTON, TX 770565705 | METROPOLITAN LIFE INSURANCE COMPANY | $154K | $15K | $170K | 17.95% |
| GREGORY JAMES HODGES3 Filed as: GREGORY HODGES | 5775 D GLENRIDGE E DRIVE SUITE 350 ATLANTA, GA 30328 | CONTINENTAL AMERICAN INSURANCE COMPANY | $167K | $0 | $167K | 18.77% |
| HODGES-MACE BENEFIT GRP3 Filed as: HODGES MACE BENEFITSGROUP, INC. | 5775 D GLENRIDGE E DRIVE SUITE 350 ATLANTA, GA 30328 | CONTINENTAL AMERICAN INSURANCE COMPANY | $9K | $0 | $9K | 1.03% |
| GREGORY JAMES HODGES3 Filed as: GREGORY HODGES | 5775 D GLENRIDGE E DRIVE SUITE 350 ATLTANTA, GA 30328 | CONTINENTAL AMERICAN INSURANCE COMPANY | $7K | $0 | $7K | 0.81% |
| MARCO JOE KLIMEK3 Filed as: MARCO J KLIMEK | 1501 LBJ FREEWAY SUITE 660 FARMERS BRANCH, TX 75234 | CONTINENTAL AMERICAN INSURANCE COMPANY | $5K | $0 | $5K | 0.59% |
| GBC BENEFITS LTD3 Filed as: GBC BENEFITS, LTD | THE GUS BATES COMPANY 2409 FOREST PARK BLVD FORT WORTH, TX 76110 | CONTINENTAL AMERICAN INSURANCE COMPANY | $4K | $0 | $4K | 0.45% |
| ROBERT SHEPARD COOPER3 | PO BOX 609 SANGER, TX 76266 | CONTINENTAL AMERICAN INSURANCE COMPANY | $3K | $0 | $3K | 0.33% |
| JOHN M JOHNSON3 | 2150 W NW HWY SUITE 114 GRAPEVINE, TX 76051 | CONTINENTAL AMERICAN INSURANCE COMPANY | $3K | $0 | $3K | 0.31% |
| DEREK P SMITH3 | 11609 MARION ROAD SANGER, TX 76266 | CONTINENTAL AMERICAN INSURANCE COMPANY | $3K | $0 | $3K | 0.29% |
| MARCO JOE KLIMEK3 Filed as: MARCO J KLIMEK | 1501 LBJ FREEWAY SUITE 600 FARMERS BRANCH, TX 75234 | CONTINENTAL AMERICAN INSURANCE COMPANY | $2K | $0 | $2K | 0.23% |
| GBC BENEFITS LTD3 Filed as: GBC BENEFITS, LTD | THE GUS BATES COMPANY 2409 FOREST PARK BLVD FORT WORTH, TX 76110 | CONTINENTAL AMERICAN INSURANCE COMPANY | $1K | $0 | $1K | 0.14% |
| T ALLEN HOWDESHELL3 Filed as: T. ALLEN HOWDESHELL | 2400 STATE HIGHWAY 121 APT 2403 EULESS, TX 76039 | CONTINENTAL AMERICAN INSURANCE COMPANY | $1K | $0 | $1K | 0.11% |
| TAMMI LAVOICE COOPER3 Filed as: TAMMI L COOPER | PO BOX 609 SANGER, TX 76266 | CONTINENTAL AMERICAN INSURANCE COMPANY | $273 | $0 | $273 | 0.03% |
| MARY L WILLIAMS3 | 1102 STEVENS ST. BRIDGEPORT, TX 76426 | CONTINENTAL AMERICAN INSURANCE COMPANY | $233 | $0 | $233 | 0.03% |
| DONNA D LASKOSKIE3 Filed as: DONNA LEHRMANN | 4515 WILDWOOD CIR GRANBURY, TX 76049 | CONTINENTAL AMERICAN INSURANCE COMPANY | $232 | $0 | $232 | 0.03% |
| SHELLY WIEGAND3 | 2607 ARMATRA DING DR CEDAR PARK, TX 78613 | CONTINENTAL AMERICAN INSURANCE COMPANY | $147 | $0 | $147 | 0.02% |
| ZACHARY EUGENE VICKERS3 Filed as: ZACHARY K JOHNSON | 4600 N 5TH MCALLEN, TX 78504 | CONTINENTAL AMERICAN INSURANCE COMPANY | $138 | $0 | $138 | 0.02% |
| DARRELL L HOLLEY3 | 62 PANORAMA CIRCLE TROPHY CLUB, TX 76262 | CONTINENTAL AMERICAN INSURANCE COMPANY | $121 | $0 | $121 | 0.01% |
| DAVID R FISHER3 | 2409 FOREST PARK BLVD. FORT WORTH, TX 76110 | CONTINENTAL AMERICAN INSURANCE COMPANY | $106 | $0 | $106 | 0.01% |
| THOMAS G MONTGOMERY3 | PO BOX 231 CROWLEY, TX 76036 | CONTINENTAL AMERICAN INSURANCE COMPANY | $78 | $0 | $78 | 0.01% |
| CRAIG S DAVIES3 | 2605 SAGEBRUSH DRIVE SUITE 105 FLOWER MOUND, TX 75028 | CONTINENTAL AMERICAN INSURANCE COMPANY | $56 | $0 | $56 | 0.01% |
| DAVID R FISHER3 | 2409 FOREST PARK BLVD FORT WORTH, TX 76110 | CONTINENTAL AMERICAN INSURANCE COMPANY | $29 | $0 | $29 | 0.00% |
| ANGELIQUE N LILES3 Filed as: ANGELIQUE LILES | 305 REGENCY PKWY #605 MANSFIELD, TX 76063 | CONTINENTAL AMERICAN INSURANCE COMPANY | $6 | $0 | $6 | 0.00% |
| KATHY M RAWLS3 Filed as: KATHY RAWLS | 2409 FOREST PARK BLVD. FORT WORTH, TX 76110 | CONTINENTAL AMERICAN INSURANCE COMPANY | $1 | $0 | $1 | 0.00% |
| PETER J MACE3 | 5775 D GLENRIDGE DR STE 350 ATLANTA, GA 30328 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | $103K | $0 | $103K | 29.61% |
| HODGES-MACE BENEFITS GRP INC3 Filed as: HODGES MACE BENEFITS GROUP INC | 5775 D GLENRIDGE DR NE STE 350 ATLANTA, GA 30328 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | $707 | $4K | $4K | 1.22% |
| GUS BATES INSURANCE3 Filed as: GUS BATES | 2409 FOREST PARK BLVD FORT WORTH, TX 76110 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | $2K | $0 | $2K | 0.60% |
| GBC BENEFITS LTD3 | 2409 FOREST PARK BLVD FORT WORTH, TX 76110 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | $405 | $0 | $405 | 0.12% |
| ASCENDE, INC.3 | 2700 POST OAK BLVD 25TH FL HOUSTON, TX 77056 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | $66 | $0 | $66 | 0.02% |
| WATT, JAMES DOUGLAS3 Filed as: WATT, JAMES, DOUGLAS | EMPLOYEE BENEFIT SOLUTION STE 900 HOUSTON, TX 77056 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | $4 | $0 | $4 | 0.00% |
| ASCENDE, INC.3 | 2700 POST OAK BLVD. 25TH FLOOR HOUSTON, TX 770565705 | VISION SERVICE PLAN | $8K | — | $8K | 5.14% |
No Schedule C service providers reported on this filing.
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 1,300 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 42 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 0 | Vested but not currently using benefits. |
| Total participants (= "Plan participants" tile) | 1,342 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical) | INTERFACE EAP | 1,364 | $40K |
| Vision | VISION SERVICE PLAN | 833 | $163K |
| Life insurance(2 contracts, 2 carriers) | METROPOLITAN LIFE INSURANCE COMPANY | 1,651 | $1.3M |
| Short-term disability | METROPOLITAN LIFE INSURANCE COMPANY | 1,651 | $945K |
| Long-term disability | METROPOLITAN LIFE INSURANCE COMPANY | 1,651 | $945K |
| Other(2 contracts, 2 carriers) | METROPOLITAN LIFE INSURANCE COMPANY | 7,549 | $1.8M |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 7,549 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Broker compensation exceeds 5% of premium. Either a small-plan minimum-fee dynamic or an inefficient broker structure ripe for a counter-bid.
Schedule A presence shifted between filings (insured ↔ self-funded, or new contracts added/removed). Capture the transition window.