No insurance carriers on this filing. Self-funded welfare plans typically pay TPAs and PBMs through Schedule C, not Schedule A.
No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| RWDSU/UFCW LOCAL 338 EIN 13-1215100 AFFILIATED LABOR UNION | Other fees Service code 99 | — | $453K |
| LOCAL 338 HEALTH & WELFARE FUND EIN 13-2980858 AFFILIATED BENEFIT FUND | Other fees Service code 99 | — | $330K |
| DDS SERVICES INC. EIN 11-2705347 NONE | Contract Administrator; Claims processing Service code 12 | — | $262K |
| FRIEDMAN & ANSPACH EIN 13-3403675 NONE | Legal Service code 29 | — | $82K |
| HEALTH PLAN SYSTEMS EIN 01-0587640 NONE | Consulting (general) Service code 16 | — | $44K |
| SAXBST CPA'S EIN 46-4001827 NONE | Accounting (including auditing) Service code 10 | — | $38K |
| CAPITAL ASSET ADVISORS EIN 16-1218195 NONE | Investment advisory (plan) Service code 27 | — | $24K |
| ARIA INSURANCE EIN 13-0671309 NONE | Insurance brokerage commissions and fees; Insurance agents and brokers Service code 22 | — | $14K |
| SEIZERT CAPITAL PARTNERS EIN 38-3553488 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $10K |
| SUMMIT ACTUARIAL SERVICES LLC EIN 20-3838633 NONE | Actuarial; Consulting (general) Service code 11 | — | $7K |
| TOCQUEVILLE ASSET MANAGEMENT EIN 13-3547557 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $6K |
| ALVIN BLYER, ESQ. NONE | Other services Service code 49 | 233 KANE STREET BROOKLYN, NY 11231 | $6K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 8,385 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 45 | Continuation coverage (COBRA, retiree health). |
| Total participants (= "Plan participants" tile) | 8,430 | Active + retired/separated + beneficiaries. No dependents. |
No Schedule A insurance contracts on this filing — typical of fully self-funded plans, where the only headcount is the Form 5500 number above.
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Self-funded plan with no stop-loss carrier attached. Catastrophic-risk exposure; stop-loss specialist sales target.