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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-3689044 440 MAMARONECK AVENUE · HARRISON, NY 10036 | Recordkeeping | $47,037 |
OSBORNE & ASSOCIATES, INC.4 years Service code 15 · EIN 77-0573145 4216 KIERNAN AVE., SUITE 203 · MODESTO, CA 95356 | Recordkeeping | $20,346 |
ATHERTON & ASSOCIATES LLP8 years Service code 10 · EIN 94-1239084 1140 SCENIC DRIVE, SUITE 100 · MODESTO, CA 95350 | Accounting | $18,905 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $53,388 | $79,181-32.6% | $102,423-47.9% | $74,429-28.3% |
| Participation rate | 97.0% | 74.8%+22.2pp | 76.5%+20.5pp | 67.2%+29.8pp |
| Annual return | 15.18% | 54.97%-39.8pp | 29.42%-14.2pp | 1368.38%-1353.2pp |
| Employer contribution / active EE | $2,591 | $2,362+9.7% | $3,023-14.3% | $2,625-1.3% |
| Participant deferral / active EE | $6,364 | $4,416+44.1% | $5,054+25.9% | $4,348+46.3% |
| Admin fee / account holder | $106 | $2,002-94.7% | $9,455-98.9% | $1,944-94.5% |