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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL8 years Filed as: LPL FINANCIAL LLC - RPCP Service code 27 · EIN 04-3046611 | Advisory (Plan) | $45,836 |
ALLIANCE BENEFIT GROUP10+ years Filed as: ALLIANCE BENEFIT GROUP OF HOUSTON Service code 13 · EIN 76-0500416 | Contract Administrator | $7,445 |
PRINCIPAL FINANCIAL GROUP10+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $5,324 |
11 funds of $250K or more; 16 lines in all, holding $9.1M of the plan's $9.5M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 63% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 10 vintagesRecordkeeper's own fund | $5.7M | 62.7% |
| Principal Fixed Income Guaranteed Option Principal · Insurance contract Recordkeeper's own fund | $721K | 8.0% |
| T. Rowe Price T. Rowe Price · Mutual fund | $690K | 7.6% |
| Principal Large Cap S&P 500 Index Principal · Mutual fund IndexRecordkeeper's own fund | $655K | 7.2% |
| SmallCap S&P 600 Index Fund Principal · Mutual fund IndexRecordkeeper's own fund | $235K | 2.6% |
| American Funds American Mutual Capital Group · Mutual fund | $233K | 2.6% |
| MidCap S&P 400 Index Fund Principal · Mutual fund IndexRecordkeeper's own fund | $176K | 1.9% |
| PIMCO Income Fund PIMCO (Allianz) · Mutual fund | $164K | 1.8% |
| New World Fund Inc Capital Group · Mutual fund | $126K | 1.4% |
| T. Rowe Price Cohen & Steers · Mutual fund | $105K | 1.2% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor signed off without reservation. This is the cleanest opinion.