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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $292,105 |
MARINER LLC2 years Filed as: MARINER RETIREMENT ADVISORS Service code 70 · EIN 61-1740806 | Consulting Fees | $88,188 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $62,633 | $96,403-35.0% | $93,621-33.1% | $77,775-19.5% |
| Participation rate | 92.2% | 87.6%+4.6pp | 75.8%+16.4pp | 73.2%+19.0pp |
| Annual return | 20.96% | 39.36%-18.4pp | 32.76%-11.8pp | 32.58%-11.6pp |
| Employer contribution / active EE | $1,024 | $3,616-71.7% | $2,719-62.3% | $2,504-59.1% |
| Participant deferral / active EE | $3,087 | $5,341-42.2% | $4,070-24.1% | $3,966-22.2% |
| Admin fee / account holder | $107 | $90+19.0% | $7,890-98.6% | $100+6.5% |