Filed April 12, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STANCORP FINANCIAL GROUP8+ years Service code 12 · EIN 93-1253576 | Direct payment from the plan; Recordk... | $85,245 |
INDEPENDENT FINANCIAL GROUP LLC8+ years Filed as: INDEPENDENT FINANCIAL GROUP, LLC Service code 27 · EIN 71-0927304 | Advisory (Plan) | $48,181 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB TRUST BANK Service code 19 · EIN 42-1558009 | Securities Custodian | $6,688 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,235 | $47,126+2.4% | $149,673-67.8% | $74,419-35.2% |
| Participation rate | 66.1% | 63.4%+2.7pp | 78.8%-12.7pp | 70.7%-4.6pp |
| Annual return | 10.32% | 22.75%-12.4pp | 134.42%-124.1pp | 34.38%-24.1pp |
| Employer contribution / active EE | $980 | $1,905-48.6% | $4,818-79.7% | $2,637-62.8% |
| Participant deferral / active EE | $2,541 | $2,728-6.9% | $5,680-55.3% | $4,528-43.9% |
| Admin fee / account holder | $326 | $343-4.9% | $13,210-97.5% | $348-6.3% |