Filings through .
Filed February 11, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP10+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $98,069 |
LPL FINANCIAL9 years Filed as: LPL FINANCIAL LLC Service code 49 · EIN 95-2834236 | Other Services | $47,824 |
MORNINGSTAR4 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
Filed as: WILSHIRE ADVISORS LLC Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
21 funds of $250K or more; 25 lines in all, holding $25.5M of the plan's $26.2M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 51% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 11 vintagesRecordkeeper's own fund | $13.0M | 50.9% |
| Principal Life Insurance Company Prin LgCp S&P 500 Index SA-Z Principal · Insurance contract IndexRecordkeeper's own fund | $2.3M | 8.9% |
| Common/Collective Trust Principal G Principal · Collective trust Recordkeeper's own fund | $1.7M | 6.8% |
| Nomura Science and Technology Fund Class R6 Macquarie / Nomura · Mutual fund | $1.4M | 5.5% |
| Prin Fixed Inc Guar Option Principal · Insurance contract Recordkeeper's own fund | $1.2M | 4.6% |
| Principal Funds Inc Principal GOV Money MKT R6 FD Principal · Money market Recordkeeper's own fund | $1.1M | 4.1% |
| U.S. Large Cap Growth Portfolio Dimensional · Mutual fund | $881K | 3.4% |
| Vang Glb Cap Cyc Inv Vanguard · Mutual fund | $545K | 2.1% |
| First Eagle Global Fund First Eagle · Mutual fund | $505K | 2.0% |
| Prin MidCap S&P 400 Index SA-Z Principal · Insurance contract IndexRecordkeeper's own fund | $409K | 1.6% |
Added 1 fund.
| Fund | Year-end value |
|---|---|
| AddedNomura Science and Technology Fund Class R6 | $1.4M |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.