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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $179,463 |
MID ATLANTIC CAPITAL CORPORATION2+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,652 | $61,125-49.9% | $108,582-71.8% | $63,975-52.1% |
| Participation rate | 81.9% | 80.5%+1.4pp | 79.6%+2.3pp | 71.1%+10.8pp |
| Annual return | 10.67% | 14.06%-3.4pp | -51.70%+62.4pp | 48.65%-38.0pp |
| Employer contribution / active EE | $1,682 | $2,237-24.8% | $3,758-55.2% | $2,182-22.9% |
| Participant deferral / active EE | $4,312 | $3,574+20.7% | $4,3110% | $3,356+28.5% |
| Admin fee / account holder | $47 | $72-34.6% | $7,645-99.4% | $70-33.2% |